Lobbying Relationship

Client

ICAP Services North America LLC

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Lobbying firm

MCCARTY FINANCIAL LLC

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  • Cross Border Financial Services policy; SEF Regulation; Swaps Regulation.

Duration: to

General Issues: Banking, Financial Institutions/Investments/Securities

Spending: about $40,000 (But it's complicated. Here's why.)

Agencies lobbied since 2017: U.S. Senate, House of Representatives, Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)

Related Foreign Entities: TP ICAP plc & its wholly-owned, non-operating interm. holding cos. (London, EC2M 3TQ, GBR); contribution to lobbying: $0; ownership 100%

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Patrick McCarty Senior professional staff, Senate Agriculture Comm.; Majority Counsel, Financial Institutions Subcomm.; House Banking & Financial Services Comm.

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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