Lobbying Relationship

Client

Global Trading Systems, LLC

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Lobbying firm

Federal Hall Policy Advisors, LLC

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  • Issues related to equity and fixed income market structure. Issues related to the protection of proprietary source code. Issues related to access to private investments. Issues related to listings of Chinese securities on U.S. equity exchanges. Issues related to the regulation of cryptocurrency.

Duration: to

General Issues: Financial Institutions/Investments/Securities

Spending: about $825,000 (But it's complicated. Here's why.)

Agencies lobbied since 2017: U.S. Senate, House of Representatives, Securities & Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC)

Bills mentioned

H.R.10: Financial CHOICE Act of 2017

Sponsor: Jeb Hensarling (R-Texas)

H.R.3948: Protection of Source Code Act

Sponsor: Sean Duffy (R-Wis.)

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Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Cliff Roberti Dep Chief of Staff, Rep. Randy Neugebauer; Senior Policy Advisor, House Committee on Financial Services; Professional Staff Member, House Committee on Financial Services.
Doug Nappi General Counsel, Counsel US Senate Committee on Banking, Housing & Urban Affairs
Chris Matthiesen Chief of Staff, Rep. Kosmas; LD, Rep. Lampson; Staff Assistant, Minority Leader Pelosi
Karolina Arias Office of Senator Chris Van Hollen, Policy Advisor Senate Committee on Banking, Housing and Urban Affairs- Legislative Assistant and Staff Director Office of Senator Herb Kohl, Legislative Assistant. Treasury Department Leg. Affairs Advisor
Saat Alety Staff Assistant, Rep. Judy Biggert; Communications Director and Legislative Assistant, Rep. Ed Royce; Legislative Assistant, Sen. Tim Scott; Subcommittee Staff Director, Senate Banking Subcommittee on Housing, Transportation, and Community
Katie Phillips n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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