Lobbying Relationship

Client

International Securities Exchange

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Lobbying firm

Capitol Counsel LLC

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  • SEC and CFTC regulatory issues; Dodd-Frank Act provisions in securities and commodities laws; and Securities and Exchange Act of 1934.

Duration: to

General Issues: Financial Institutions/Investments/Securities

Spending: about $110,000 (But it's complicated. Here's why.)

Agencies lobbied since 2015: U.S. Senate, House of Representatives, Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
De'Ana Dow Staff Assistant to Sen. Walter Huddleston; Counsel to Chairman William Rainer (CFTC); and Special Advisor to Chairman James Newsome (CFTC)
Jennifer Fogel-Bublick Counsel, Senate Banking Committee; and Presidential Management Fellow, HUD
Warren Tryon Deputy Staff Director, House Financial Service Committee; and Deputy Chief of Staff & Legislative Director, Rep. Spencer Bachus
John D. Raffaelli n/a
De'Ana H. Dow n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
Q3 Report
Q2 Report
Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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