- Lobbying
- Lobbying by International Securities Exchange
Lobbying Relationship
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist | Covered positions? |
---|---|
De'Ana Dow | Staff Assistant to Sen. Walter Huddleston; Counsel to Chairman William Rainer (CFTC); and Special Advisor to Chairman James Newsome (CFTC) |
Jennifer Fogel-Bublick | Counsel, Senate Banking Committee; and Presidential Management Fellow, HUD |
Warren Tryon | Deputy Staff Director, House Financial Service Committee; and Deputy Chief of Staff & Legislative Director, Rep. Spencer Bachus |
John D. Raffaelli | n/a |
De'Ana H. Dow | n/a |
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
Termination
Q3 Report
Lobbying Issues
Agencies Lobbied
U.S. House of Representatives
Commodity Futures Trading Commission (CFTC)
Securities & Exchange Commission (SEC)
Type of Issue
Q2 Report
Lobbying Issues
Agencies Lobbied
U.S. House of Representatives
Commodity Futures Trading Commission (CFTC)
Securities & Exchange Commission (SEC)
Type of Issue
Registration
Issue(s) they said they’d lobby about: Issues related to Dodd-Frank Act provisions in securities and commodities laws..
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate