Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Duration: January 28, 2010
to
January 1, 2015
General Issues: Banking , Financial Institutions/Investments/Securities , Taxation/Internal Revenue Code , Bankruptcy
Spending: about $600,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2010: U.S. Senate, House of Representatives, Federal Deposit Insurance Commission (FDIC), Federal Reserve System, Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Treasury - Dept of, Commodity Futures Trading Commission (CFTC)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist
Covered positions?
Douglas Nappi
Chief Counsel, Senate Banking Committee
Chief Counsel/Counsel, Senate Banking Comm
Chief Counsel/Counsel Senate Banking Committee
Chief counsel/counsel Senate Banking Committee
Chief Counsel/counsel Senate Banking Committee
Rodney Hoppe
Press Secretary, House Energy & Commerce Committee
Press Secretary, House Commerce Comm
Press Secretary, House COmmerce Comm
Press secretary, House Energy & Commerce Com
Press secretary House Energy & Commerce Comm
Katie Prible
Legislative Assistant, Reps. Shelly Berkley/John LaFalce
Legislative Assistant, Rep. Shelley Berkely
Leg. Assistant, Reps. Shelley Berkley, La Falce
Chris Matthiesen
Chief of Staff, Susan Kosmos
Christopher Matthiesen
n/a
Doug Nappi
n/a
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2015
In Q1, Nappi & Hoppe, LLC did no lobbying for Loan Syndication and Trading Association . The report was filed on April 20, 2015.
Original Filing: 300723883.xml
1st Quarter, 2015
Nappi & Hoppe, LLC terminated an engagement in which they represented Loan Syndication and Trading Association on April 20, 2015.
Original Filing: 300723950.xml
4th Quarter, 2014
In Q4, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Jan. 20, 2015.
Original Filing: 300706738.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC)
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2014
In Q3, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Oct. 27, 2014.
Original Filing: 300690240.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC)
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act and H.R. 5461.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Reserve System Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2014
In Q2, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on July 21, 2014.
Original Filing: 300669842.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC)
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Reserve System Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2014
In Q1, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on April 16, 2014.
Original Filing: 300637303.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Office of the Comptroller of the Currency (OCC) Securities & Exchange Commission (SEC)
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; HR.4167 Restoring Proven Financing for American Employers Act, HR.3819 Fairness for Community Job Creators Act, S.1907 Fairness for Community Job Creators Act.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Reserve System Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2013
In Q4, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Jan. 23, 2014.
Original Filing: 300628912.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC) Federal Reserve System
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2013
In Q3, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Oct. 22, 2013.
Original Filing: 300607696.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Foreign Account Tax Compliance Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Treatment of creditors in Bankruptcy
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2013
Nappi & Hoppe, LLC amended a lobbying report for representation of Loan Syndication and Trading Association in Q22013 on July 22, 2013.
Original Filing: 300583186.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Foreign Account Tax Compliance Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Treatment of creditors in Bankruptcy
Agencies Lobbied
U.S. Senate U.S. House of Representatives
2nd Quarter, 2013
In Q2, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on July 21, 2013.
Original Filing: 300580857.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Foreign Account Tax Compliance Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2013
In Q1, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on April 22, 2013.
Original Filing: 300564656.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Foreign Account Tax Compliance Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2012
In Q4, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Jan. 22, 2013.
Original Filing: 300539301.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Foreign Account Tax Compliance Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2012
In Q3, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Oct. 18, 2012.
Original Filing: 300511089.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Foreign Account Tax Compliance Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2012
In Q2, Nappi & Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on July 20, 2012.
Original Filing: 300494285.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; deposit insurance assessments.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Foreign Account Tax Compliance Act
Agencies Lobbied
U.S. Senate U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2012
In Q1, Nappi and Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on April 21, 2012.
Original Filing: 300475780.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Type of Issue
Banking Financial Institutions/Investments/Securities
4th Quarter, 2011
In Q4, Nappi and Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Jan. 20, 2012.
Original Filing: 300448802.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC)
Type of Issue
Banking Financial Institutions/Investments/Securities
3rd Quarter, 2011
In Q3, Nappi and Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Oct. 20, 2011.
Original Filing: 300425390.xml
Lobbying Issues
Implementation of Dodd Frank Wall Street Reform and Consumer Protection Act including sections 619, 941 and Title 7.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Commodity Futures Trading Commission (CFTC) Securities & Exchange Commission (SEC)
2nd Quarter, 2011
In Q2, Nappi and Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on July 20, 2011.
Original Filing: 300401396.xml
Lobbying Issues
Implementation of Dodd Frank Wall Street Reform and Consumer Protection Act including sections 619, 941 and Title 7.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Treasury - Dept of Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC)
1st Quarter, 2011
In Q1, Nappi and Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on April 19, 2011.
Original Filing: 300373188.xml
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Commodity Futures Trading Commission (CFTC) Securities & Exchange Commission (SEC) Treasury - Dept of Federal Reserve System
Lobbying Issues
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Sections 619, 941 and Title VII; Congressional oversight thereof.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Commodity Futures Trading Commission (CFTC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2010
In Q4, Nappi and Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Jan. 20, 2011.
Original Filing: 300352175.xml
Lobbying Issues
Issue relating to the operation and regulation of the commercial loan market, syndications and collateralized loan obligations. Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act, Title VII, Subtitle IX D and Section 619, and oversight thereof; proposals to require retained interest in a loan.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Reserve System Federal Deposit Insurance Commission (FDIC) Securities & Exchange Commission (SEC) Treasury - Dept of
Lobbying Issues
Issue relating to the operation and regulation of the commercial loan market, syndications and collateralized loan obligations. Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act, Title VII, Subtitle IX D and Section 619, and oversight thereof; proposals to require retained interest in a loan.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2010
In Q3, Nappi and Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on Oct. 20, 2010.
Original Filing: 300329145.xml
Lobbying Issues
Implementation of Subtitle IX(D) of the Dodd Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC) Federal Deposit Insurance Commission (FDIC) Federal Reserve System Treasury - Dept of
Lobbying Issues
Implementation of Subtitle IX(D) of the Dodd Frank Wall Street Reform and Consumer Protection Act.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2010
Nappi and Hoppe, LLC amended a lobbying report for representation of Loan Syndication and Trading Association in Q22010 on Nov. 17, 2011.
Original Filing: 300432841.xml
Lobbying Issues
Subtitle 9 D of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; the regulation of loan syndications and collateralized loan obligations.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Banking Financial Institutions/Investments/Securities
2nd Quarter, 2010
In Q2, Nappi and Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on July 19, 2010.
Original Filing: 300295168.xml
Lobbying Issues
Subtitle 9(D) of the Dodd-Frank Wall Street Reform and Consumer Protection Act; the regulation of the loan syndications and collateralized loan obligations
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Federal Reserve System Securities & Exchange Commission (SEC) Treasury - Dept of
Lobbying Issues
Subtitle 9(D) of the Dodd-Frank Wall Street Reform and Consumer Protection Act; the regulation of the loan syndications and collateralized loan obligations
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Reserve System Federal Deposit Insurance Commission (FDIC) Securities & Exchange Commission (SEC) Treasury - Dept of
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2010
In Q1, Nappi and Hoppe, LLC lobbied for Loan Syndication and Trading Association , earning $30,000. The report was filed on April 20, 2010.
Original Filing: 300268611.xml
Lobbying Issues
Regulation of loan syndication and collateralized loan obligation markets. Proposals regarding retained interest in HR 4179, the Wall Street Reform and Consumer Protection Act of 2009, and S. 3217 the "Restoring American Financial Stability Act of 2010."
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC) Treasury - Dept of
Lobbying Issues
Regulation of loan syndication and collateralized loan obligation markets. Proposals regarding retained interest in HR 4179, the Wall Street Reform and Consumer Protection Act of 2009, and S. 3217 the "Restoring American Financial Stability Act of 2010."
Agencies Lobbied
U.S. House of Representatives U.S. Senate Federal Deposit Insurance Commission (FDIC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2010
Nappi and Hoppe, LLC filed a lobbying registration on March 8, 2010 to represent Loan Syndication and Trading Association, effective Jan. 28, 2010.
Original Filing: 300252629.xml
Issue(s) they said they’d lobby about: H.R. 4173 and companion regulatory restructuring legislation in the Senate, specifically provisions relating to securitization; legislation that impacts the loan syndication industry or the operation of collateralized loan obligations. .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate