Lobbying Relationship

Client

Financial Industry Regulatory Authority

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Lobbying firm

Nappi & Hoppe, LLC

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  • Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.

Duration: to

General Issues: Financial Institutions/Investments/Securities, Banking, Taxation/Internal Revenue Code, Labor Issues/Antitrust/Workplace

Spending: about $720,000 (But it's complicated. Here's why.)

Agencies lobbied since 2009: U.S. Senate, House of Representatives, Securities & Exchange Commission (SEC), Federal Deposit Insurance Commission (FDIC), Federal Reserve System, Treasury - Dept of

Bills mentioned

H.R.4624: Investment Adviser Oversight Act of 2012

Sponsor: Spencer Bachus (R-Ala.)

S.3217: Restoring American Financial Stability Act of 2010

Sponsor: Christopher J. Dodd (D-Conn.)

H.R.4179: Shortening Hours and Retaining Employees Credit Act of 2009

Sponsor: John Conyers Jr. (D-Mich.)

H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act

Sponsor: Barney Frank (D-Mass.)

H.R.3817: Investor Protection Act of 2009

Sponsor: Paul E. Kanjorski (D-Pa.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Rodney Hoppe Press Secretary House Energy and Commerce Committee Press Secretary, House Energy and Commerce Committee Press secretary, House Enegy & Commerce Com Press Sect'y, House Energy and Commerce Press Sect'y House Energy and Commerce Press Secretary House Energy & Commerce Press Secretary, House Energy & Commerce Com
Doug Nappi Chief Counsel Senate Banking Committee Chief Counsel, Senate Banking Committee Chief COunsel, Senate Banking Committee
Douglas Nappi Chief counsel/counsel, Senate Banking Committee Chief Counsel/Counsel, Senate Banking Committe Chief Counsel, Senate Banking Committee
Chris Matthiesen Chief of Staff, Rep. Kosmas; L.D., Rep. Lampson
Christopher Matthiesen n/a
Katie Prible n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Q1 Report
Termination
Q4 Report
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Q4 Report
Q3 Report
Q2 Report
Q1 Report
Q4 Report
Q3 Report
Q2 Report
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Amendment
Amendment
Amendment
Amendment
Q2 Report
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Registration
Registration
Q1 Report

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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