Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Duration: May 20, 2009
to
April 1, 2016
General Issues: Financial Institutions/Investments/Securities
Spending: about $720,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2009: U.S. Senate, House of Representatives, Securities & Exchange Commission (SEC)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
2nd Quarter, 2016
Forscey, PLLC terminated an engagement in which they represented National Association of Shareholder and Consumer Attorneys on April 6, 2016.
Original Filing: 300788721.xml
1st Quarter, 2016
In Q1, Forscey, PLLC lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on April 6, 2016.
Original Filing: 300788716.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2015
In Q4, Forscey, PLLC lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Jan. 8, 2016.
Original Filing: 300769906.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2015
In Q3, Forscey, PLLC lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Oct. 13, 2015.
Original Filing: 300752131.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2015
In Q2, Forscey, PLLC lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on July 6, 2015.
Original Filing: 300731659.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2015
In Q1, Forscey, PLLC lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on April 13, 2015.
Original Filing: 300714331.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law and to enhance SEC enforcement powers of US Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2014
In Q4, Forscey, PLLC lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Jan. 7, 2015.
Original Filing: 300693127.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S.Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2014
In Q3, Forscey, PLLC lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Oct. 6, 2014.
Original Filing: 300673856.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. Senate U.S. House of Representatives Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2014
In Q2, Forscey PLLC (formerly known as: Forscey & Stinson) lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on July 8, 2014.
Original Filing: 300654090.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2014
In Q1, Forscey PLLC (formerly known as: Forscey & Stinson) lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on April 11, 2014.
Original Filing: 300635691.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2013
In Q4, Forscey PLLC (formerly known as: Forscey & Stinson) lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Jan. 6, 2014.
Original Filing: 300612902.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. Work to encourage the SEC to issue regulations prohibiting pre-dispute arbitration agreements by broker dealers, as authorized by Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2013
In Q3, Forscey PLLC (formerly known as: Forscey & Stinson) lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Oct. 8, 2013.
Original Filing: 300591405.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2013
In Q2, Forscey PLLC (formerly known as: Forscey & Stinson) lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on July 9, 2013.
Original Filing: 300569988.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2013
In Q1, Forscey PLLC (formerly known as: Forscey & Stinson) lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on April 17, 2013.
Original Filing: 300551956.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Financial Protection Agency. Legislation to clarify extraterritorial application of U.S. law to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2012
In Q4, Forscey PLLC (formerly known as: Forscey & Stinson) lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Jan. 8, 2013.
Original Filing: 300526348.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. H.R. 3606, Jumpstart Our Business Startups Act or JOBS Act.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2012
In Q3, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Oct. 10, 2012.
Original Filing: 300506488.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. H.R. 3606, Jumpstart Our Business Startups Act or JOBS Act.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2012
In Q2, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on July 16, 2012.
Original Filing: 300484987.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. H.R. 3606, Jumpstart Our Business Startups Act or JOBS Act.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2012
In Q1, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on April 10, 2012.
Original Filing: 300459285.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank. H.R. 3606, Jumpstart Our Business Startups Act or JOBS Act.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2011
In Q4, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Jan. 10, 2012.
Original Filing: 300435667.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2011
In Q3, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on Oct. 12, 2011.
Original Filing: 300412638.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2011
In Q2, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on July 13, 2011.
Original Filing: 300389297.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2011
In Q2, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on July 13, 2011.
Original Filing: 300389864.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provisions of Dodd Frank.
Agencies Lobbied
U.S. House of Representatives U.S. Senate Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2011
In Q1, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $20,000. The report was filed on April 19, 2011.
Original Filing: 300371564.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency. Legislation to provide extraterritorial application to enhance SEC enforcement powers of U.S. Securities Law. SEC implementation of investor protection provions of Dodd Frank. .
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2010
In Q4, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $40,000. The report was filed on Jan. 12, 2011.
Original Filing: 300336740.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency governing financial products and the Administration's Investor Protection Act and bills to enhance SEC enforcement powers.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2010
In Q3, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $50,000. The report was filed on Oct. 7, 2010.
Original Filing: 300309492.xml
Lobbying Issues
S. 3217, Wall Street Reform Bill; H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009;
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency governing financial products and the Administration's Investor Protection Act and bills to enhance SEC enforcement powers.
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2010
In Q2, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $50,000. The report was filed on July 13, 2010.
Original Filing: 300285077.xml
Lobbying Issues
S. 3217, Wall Street Reform Bill; H.R.4173, Wall Street Reform and Consumer Protection Act of 2009;
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency governing financial products and the Administration's Investor Protection Act and bills to enhance SEC enforcement powers
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2010
In Q1, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $50,000. The report was filed on April 16, 2010.
Original Filing: 300260534.xml
Lobbying Issues
S. 3217, Wall Street Reform Bill; H.R.4173, Wall Street Reform and Consumer Protection Act of 2009;
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency governing financial products and the Administration's Investor Protection Act and bills to enhance SEC enforcement powers
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2009
In Q4, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $40,000. The report was filed on Jan. 15, 2010.
Original Filing: 300232748.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency governing financial products and the Administration's Investor Protection Act and bills to enhance SEC enforcement powers
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2009
In Q3, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $40,000. The report was filed on Oct. 20, 2009.
Original Filing: 300216448.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency governing financial products and the Administration's Investor Protection Act and bills to enhance SEC enforcement powers
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2009
In Q2, Forscey & Stinson lobbied for National Association of Shareholder and Consumer Attorneys , earning $30,000. The report was filed on July 15, 2009.
Original Filing: 300178448.xml
Lobbying Issues
Issues related to securities markets and regulatory reform, including the Consumer Protection Agency governing financial products and the Administration's Investor Protection proposal
Agencies Lobbied
U.S. House of Representatives U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2009
Forscey & Stinson filed a lobbying registration on May 25, 2009 to represent National Association of Shareholder and Consumer Attorneys, effective May 20, 2009.
Original Filing: 300170026.xml
Issue(s) they said they’d lobby about: Issues related to securities markets, investor protection and regulatory reform .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate