Lobbying Relationship

Client

Legg Mason, Inc.

More records

Lobbying firm

Legg Mason, Inc.

More records

  • Issues related to financial services regulatory reform including OTC derivatives markets (Regulatory Reform Act- P.L. 111-203)
  • Regulated Investment Company Modernization Act, H.R. 4337

Duration: to

General Issues: Financial Institutions/Investments/Securities, Taxation/Internal Revenue Code, Housing

Spending: about $1,790,000 (But it's complicated. Here's why.)

Agencies lobbied since 2009: Securities & Exchange Commission (SEC), House of Representatives, U.S. Senate, Treasury - Dept of, Federal Housing Finance Board (FHFB), Federal Reserve System,

Bills mentioned

H.R.4337: Chesapeake Bay State and Local Backstop Limitation Act of 2012

Sponsor: Tom Reed (R-N.Y.)

H.R.4337: Regulated Investment Company Modernization Act of 2010

Sponsor: Charles B. Rangel (D-N.Y.)

H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act

Sponsor: Barney Frank (D-Mass.)

H.R.3269: Corporate and Financial Institution Compensation Fairness Act of 2009

Sponsor: Barney Frank (D-Mass.)

H.R.3126: Consumer Financial Protection Agency Act of 2009

Sponsor: Barney Frank (D-Mass.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Kevin Fromer Dept of Treasury-Asst Sec of Leg Affairs (8/05-1/09); Spkr
Continued Continued of House of Reps, Asst to Speaker for Policy (2002-05); US Rep Harold Rogers, Chief of Staff (1993-2002); House Comm on Appropriations, Assoc Staff,(1988-1993); US Rep Harold Rogers, Leg Director, Budget Comm Asst, Leg Asst (1982-88)

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
Q1 Report
Q4 Report
Q3 Report
Q2 Report
Q1 Report
Q4 Report
Q3 Report
Q2 Report
Q1 Report
Q4 Report
Q3 Report
Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

Close Comment Creative Commons Donate Email Facebook Mobile Phone Podcast Print Google News logo Google_NewsInitiative_Lockup_FullColor RSS Search Search Twitter WhatsApp Resolving differences Check Building Arrow right Info circle Oops OOPS Pencil File text Bars Search Close Cogs Filter Compare Revolving Door Info card Activity Member menu Globe Document External link Quote News Calendar No Vote
Current site Current page