Lobbying Relationship

Client

HSBC Securities (USA) Inc.

More records

Lobbying firm

CLEARY GOTTLIEB STEEN & HAMILTON LLP

More records

  • Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Duration: to

General Issues: Financial Institutions/Investments/Securities

Spending: about $150,000 (But it's complicated. Here's why.)

Agencies lobbied since 2009: Commodity Futures Trading Commission (CFTC),, U.S. Senate, House of Representatives, Commodity Futures Trading Commission (CFTC), Treasury - Dept of

Related Foreign Entities: HSBC Holdings plc (London E14 5HQ, GBR); contribution to lobbying: $0; ownership 100%

Bills mentioned

S.3217: Restoring American Financial Stability Act of 2010

Sponsor: Christopher J. Dodd (D-Conn.)

H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act

Sponsor: Barney Frank (D-Mass.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Edward Rosen n/a
Laura Klimpel n/a
Colin Lloyd n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
Q2 Report
Q1 Report
Q4 Report
Q3 Report
Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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