Lobbying Relationship

Client

Alternative Investment Management Association

More records

Lobbying firm

Alternative Investment Management Association

More records

  • File No. SR-CBOE-2023-063 - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend its Rules Relating to Position and Exercise Limits RIN 3235-AN00 & RIN 3235-AN14 - Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers RIN 1210-AC02 - Retirement Security Rule: Definition of an Investment Advice Fiduciary RIN 3038-AF24 - Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations The Japan Securities Clearing Corporations Exemptive Order from Registration as a Derivatives Clearing Organization RIN 3235-AN10 - Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer RIN 3235-AM32 - Safeguarding Advisory Client Assets General discussions relating to Nonbank Financial Companies, private credit and financial stability issues

Duration: to

General Issues: Financial Institutions/Investments/Securities, Taxation/Internal Revenue Code, Banking

Spending: about $5,257,500 (But it's complicated. Here's why.)

Agencies lobbied since 2009: Securities & Exchange Commission (SEC), U.S. Senate, Commodity Futures Trading Commission (CFTC), Labor - Dept of (DOL), Office of the Comptroller of the Currency (OCC), Treasury - Dept of, House of Representatives, Consumer Financial Protection Bureau (CFPB), Federal Trade Commission (FTC), Internal Revenue Service (IRS), Federal Reserve System, Financial Crimes Enforcement Network (FinCEN), Natl Economic Council (NEC), White House Office, U.S. Senate,, Federal Deposit Insurance Commission (FDIC), Government Accountability Office (GAO)

Bills mentioned

H.R.4173: Veterans Crisis Line Study Act of 2017

Sponsor: Jim Banks (R-Ind.)

H.R.4173: To provide that an alien who has traveled to Iraq or Syria during the...

Sponsor: Brendan Boyle (D-Pa.)

H.R.4413: Fairness to United States Distant Water Fishermen Act of 2016

Sponsor: Duncan D. Hunter (R-Calif.)

H.R.5983: Financial CHOICE Act of 2016

Sponsor: Jeb Hensarling (R-Texas)

H.R.4173: Brownfield Redevelopment and Economic Development Innovative Financing...

Sponsor: Janice Hahn (D-Calif.)

H.R.2847: Wounded Warrior Service Dog Act of 2013

Sponsor: Jim McGovern (D-Mass.)

H.R.4173: Prevent Iran from Acquiring Nuclear Weapons and Stop War Through...

Sponsor: Barbara Lee (D-Calif.)

H.R.2847: American Specialty Agriculture Act

Sponsor: Lamar Smith (R-Texas)

H.R.3606: Jumpstart Our Business Startups

Sponsor: Stephen Fincher (R-Tenn.)

H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act

Sponsor: Barney Frank (D-Mass.)

H.R.2847: Hiring Incentives to Restore Employment Act

Sponsor: Alan B. Mollohan (D-W.Va.)

S.3217: Restoring American Financial Stability Act of 2010

Sponsor: Christopher J. Dodd (D-Conn.)

H.R.3818: Private Fund Investment Advisers Registration Act of 2009

Sponsor: Paul E. Kanjorski (D-Pa.)

H.R.3933: Foreign Account Tax Compliance Act of 2009

Sponsor: Charles B. Rangel (D-N.Y.)

S.2324: Small Business Credit Availability Act

Sponsor: Dean Heller (R-Nev.)

H.R.5983: Kelsey Smith Act

Sponsor: Kevin Yoder (R-Kan.)

H.R.6772: Historically Black Colleges and Universities (HBCUs) Homeland Security...

Sponsor: Bennie Thompson (D-Miss.)

H.R.4173: Rock Creek National Park Act of 2019

Sponsor: Eleanor Holmes Norton (D-D.C.)

H.R.748: CARES Act

Sponsor: Joe Courtney (D-Conn.)

S.1731: EQUITABLE Act

Sponsor: Marco Rubio (R-Fla.)

S.945: Holding Foreign Companies Accountable Act

Sponsor: John Kennedy (R-La.)

H.R.2513: Lead Abatement for Families Act of 2021

Sponsor: Jesús García (D-Ill.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Andrew Baker n/a
Mary Richardson n/a
Jiri Krol n/a
Adam Jacobs n/a
Jennifer Wood n/a
Jack Inglis n/a
John Inglis n/a
Adam Jacobs-Dean n/a
Daniel Austin n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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