Lobbying Relationship

Client

AMERICAN STOCK EXCHANGE

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Lobbying firm

AMERICAN STOCK EXCHANGE

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  • HR 2868 "Second Tier markets Act" CFTC reauthorization HR 4912 To amend the Internal Revenue Code of 1986 with respect to the treatments of prepaid derivative contracts

Duration: to

General Issues: Financial Institutions/Investments/Securities

Spending: about $145,025 (But it's complicated. Here's why.)

Agencies lobbied since 2007: House of Representatives, U.S. Senate, Y Y U.S. Senate U.S. House of Representatives Securities and Exchange Commission Commodity Futures Trading Commission

Bills mentioned

H.R.2868: To eliminate the exemption from State regulation for certain securities...

Sponsor: Gregory W. Meeks (D-N.Y.)

H.R.4912: To amend the Internal Revenue Code of 1986 with respect to the treatment...

Sponsor: Richard E. Neal (D-Mass.)

H.R.2868: To amend the Internal Revenue Code of 1986 to extend and expand the...

Sponsor: Sam Graves (R-Mo.)

H.R.1780: Small Business Securities Protection Act

Sponsor: Mark Steven Kirk (R-Ill.)

S.869: Competitive and Open Markets That Protect and Enhance the Treatment of...

Sponsor: Jim DeMint (R-S.C.)

H.R.1508: Compete Act of 2007

Sponsor: Gregory W. Meeks (D-N.Y.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Mark Seetin n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
Q2 Report
Q1 Report
MM Report
Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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