Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
S. 2517, Auto Reenroll Act of 2023.
SEC hard close and swing pricing proposal. Expansion of investment options for 403(b) plans, including:
H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act.
Duration: January 1, 2008
to
present
General Issues: Retirement , Taxation/Internal Revenue Code , Financial Institutions/Investments/Securities , Budget/Appropriations , Banking
Spending: about $930,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2008: House of Representatives, U.S. Senate, U.S. Senate,, Treasury - Dept of, Labor - Dept of (DOL)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 15.
Original Filing: 301549584.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
S. 2517, Auto Reenroll Act of 2023.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
S. 2517, Auto Reenroll Act of 2023.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
SEC hard close and swing pricing proposal. Expansion of investment options for 403(b) plans, including:
H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2023
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 18.
Original Filing: 301528731.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
S. 2517, Auto Reenroll Act of 2023.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
S. 2517, Auto Reenroll Act of 2023.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
SEC hard close and swing pricing proposal. Expansion of investment options for 403(b) plans, including:
H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2023
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP . The report was filed on Oct. 19, 2023.
Original Filing: 301507529.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
S. 2517, Auto Reenroll Act of 2023.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
S. 2517, Auto Reenroll Act of 2023.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Expansion of investment options for 403(b) plans, including:
H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2023
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on July 17, 2023.
Original Filing: 301477698.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Expansion of investment options for 403(b) plans, including:
H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2023
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 20, 2023.
Original Filing: 301461590.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Expansion of investment options for 403(b) plans. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Expansion of investment options for 403(b) plans. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures.
H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022 (117th Congress).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Expansion of investment options for 403(b) plans.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2022
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 19, 2023.
Original Filing: 301434185.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Expansion of investment options for 403(b) plans. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021. S. 4353, RISE & SHINE Act. S. 4808, Enhancing American Retirement Now (EARN) Act. H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Expansion of investment options for 403(b) plans. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021. S. 4353, RISE & SHINE Act. S. 4808, Enhancing American Retirement Now (EARN) Act. H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Expansion of investment options for 403(b) plans, including: H.R. 2954, Securing a Strong Retirement Act. S. 4808, Enhancing American Retirement Now (EARN) Act. H.R. 2617, Consolidated Appropriations Act of 2023, SECURE 2.0 Act of 2022. H.R. 2741, Public Service Retirement Fairness Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2022
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Oct. 19, 2022.
Original Filing: 301410658.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021. S. 4353, RISE & SHINE Act. S. 4808, Enhancing American Retirement Now (EARN) Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021. S. 4353, RISE & SHINE Act. S. 4808, Enhancing American Retirement Now (EARN) Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
H.R. 2954, Securing a Strong Retirement Act. S. 4808, Enhancing American Retirement Now (EARN) Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2022
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on July 19, 2022.
Original Filing: 301385517.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021. S. 4353, RISE & SHINE Act. Enhancing American Retirement Now (EARN) Act, as approved by the Senate Finance Committee.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021. S. 4353, RISE & SHINE Act. Enhancing American Retirement Now (EARN) Act, as approved by the Senate Finance Committee.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2022
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 19, 2022.
Original Filing: 301362572.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2021
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 13, 2022.
Original Filing: 301322183.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act. H.R. 5891, Retirement Improvement and Savings Enhancement Act of 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2021
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Oct. 19, 2021.
Original Filing: 301305504.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act, H.R. 5376, Build Back Better Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2021
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on July 15, 2021.
Original Filing: 301276869.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 2741, Public Service Retirement Fairness Act of 2020. S. 1770, Retirement Security and Savings Act. H.R. 2954, Securing a Strong Retirement Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2021
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 14, 2021.
Original Filing: 301252782.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 6257, Public Service Retirement Fairness Act of 2020 (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress).
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2020
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 18, 2021.
Original Filing: 301233338.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 4610/S. 3795, RETIRE Act (115th Congress). H.R. 1994, Setting Every Community Up for Retirement Enhancement (SECURE) Act. H.R. 1007/S. 972, Retirement Enhancement and Savings Act. Executive Order 13847, Strengthening Retirement Security in America. H.R. 1865, Further Consolidated Appropriations Act 2020. H.R. 6257, Public Service Retirement Fairness Act. S. 1431, Retirement Security and Savings Act. H.R 8696, Securing a Strong Retirement Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 3561, Financial Stability Oversight Council Improvement Act of 2019.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2020
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Oct. 16, 2020.
Original Filing: 301211423.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 4610/S. 3795, RETIRE Act (115th Congress). H.R. 1994, Setting Every Community Up for Retirement Enhancement (SECURE) Act. H.R. 1007/S. 972, Retirement Enhancement and Savings Act. Executive Order 13847, Strengthening Retirement Security in America. H.R. 1865, Further Consolidated Appropriations Act 2020. H.R. 6257, Public Service Retirement Fairness Act. S. 1431, Retirement Security and Savings Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 3561, Financial Stability Oversight Council Improvement Act of 2019.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2020
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on July 15, 2020.
Original Filing: 301188656.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 4610/S. 3795, RETIRE Act (115th Congress). H.R. 1994, Setting Every Community Up for Retirement Enhancement (SECURE) Act. H.R. 1007/S. 972, Retirement Enhancement and Savings Act. Executive Order 13847, Strengthening Retirement Security in America. H.R. 1865, Further Consolidated Appropriations Act 2020. H.R. 6257, Public Service Retirement Fairness Act. S. 1431, Retirement Security and Savings Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 3561, Financial Stability Oversight Council Improvement Act of 2019.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2020
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on April 16, 2020.
Original Filing: 301168688.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 4610/S. 3795, RETIRE Act (115th Congress). H.R. 1994, Setting Every Community Up for Retirement Enhancement (SECURE) Act. H.R. 1007/S. 972, Retirement Enhancement and Savings Act. Executive Order 13847, Strengthening Retirement Security in America. H.R. 1865, Further Consolidated Appropriations Act 2020. H.R. 6257, Public Service Retirement Fairness Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 3561, Financial Stability Oversight Council Improvement Act of 2019.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2019
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 16, 2020.
Original Filing: 301107788.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 4610/S. 3795, RETIRE Act (115th Congress). H.R. 1994, Setting Every Community Up for Retirement Enhancement (SECURE) Act. H.R. 1007/S. 972, Retirement Enhancement and Savings Act. Executive Order 13847, Strengthening Retirement Security in America. H.R. 1865, Further Consolidated Appropriations Act 2020.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 3561, Financial Stability Oversight Council Improvement Act of 2019.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2019
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Oct. 16, 2019.
Original Filing: 301066302.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 4610/S. 3795, RETIRE Act (115th Congress). H.R. 1994, Setting Every Community Up for Retirement Enhancement (SECURE) Act. H.R. 1007/S. 972, Retirement Enhancement and Savings Act. Executive Order 13847, Strengthening Retirement Security in America.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2019
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on July 16, 2019.
Original Filing: 301046537.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 4610/S. 3795, RETIRE Act (115th Congress). H.R. 1994, Setting Every Community Up for Retirement Enhancement (SECURE) Act. H.R. 1007/S. 972, Retirement Enhancement and Savings Act. Executive Order 13847, Strengthening Retirement Security in America.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to money market reforms.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2019
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 17, 2019.
Original Filing: 301026852.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including H.R. 4610/S. 3795, RETIRE Act (115th Congress). Executive Order 13847, Strengthening Retirement Security in America.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to money market reforms.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2018
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 18, 2019.
Original Filing: 301007678.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including H.R. 4610/S. 3795, RETIRE Act. Executive Order 13847, Strengthening Retirement Security in America. H.R. 6690, the Portable Retirement and Investment Account Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2018
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Oct. 22, 2018.
Original Filing: 300995221.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including H.R. 4610, the RETIRE Act. Executive Order 13847, Strengthening Retirement Security in America. H.R. 6690, the Portable Retirement and Investment Account Act.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2018
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on July 17, 2018.
Original Filing: 300966674.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including H.R. 4610, the RETIRE Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 4061, Financial Stability Oversight Council Improvement Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2018
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 19, 2018.
Original Filing: 300948502.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including H.R. 4610, the RETIRE Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 4061, Financial Stability Oversight Council Improvement Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 1625, Consolidated Appropriations Act.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2017
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 17, 2018.
Original Filing: 300925620.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures, including H.R. 4610, the RETIRE Act, H.R. 1, the Tax Cuts and Jobs Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 4601, Financial Stability Oversight Council Improvement Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2017
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Oct. 19, 2017.
Original Filing: 300909587.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2017
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on July 20, 2017.
Original Filing: 300892961.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2017
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 18, 2017.
Original Filing: 300867327.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2016
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 17, 2017.
Original Filing: 300847057.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. H.R. 2656/S. 3417, Receiving Electronic Statements to Improve Retiree Earnings Act. S. 3471, Retirement Enhancement and Savings Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 1550, Financial Stability Oversight Council Improvement Act.
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2016
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Oct. 17, 2016.
Original Filing: 300828716.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. H.R. 2656/S. 3417, Receiving Electronic Statements to Improve Retiree Earnings Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 1550, Financial Stability Oversight Council Improvement Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2016
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on July 19, 2016.
Original Filing: 300814286.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 1550, Financial Stability Oversight Council Improvement Act. Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2016
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 19, 2016.
Original Filing: 300794417.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 1550, Financial Stability Oversight Council Improvement Act.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2015
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Jan. 20, 2016.
Original Filing: 300780028.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 1550, Financial Stability Oversight Council Improvement Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2015
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Oct. 15, 2015.
Original Filing: 300753897.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 1550, Financial Stability Oversight Council Improvement Act.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2015
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on July 16, 2015.
Original Filing: 300736083.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. H.R. 2656, Receiving Electronic Statements to Improve Retiree Earnings Act.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2015
DAVIS & HARMAN LLP amended a lobbying report for representation of VANGUARD GROUP in Q12015 on April 15, 2015.
Original Filing: 300716115.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2015
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on April 14, 2015.
Original Filing: 300715452.xml
Lobbying Issues
Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2014
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Jan. 20, 2015.
Original Filing: 300703398.xml
Lobbying Issues
Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 2117, Retirement Simplification Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2014
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Oct. 15, 2014.
Original Filing: 300676710.xml
Lobbying Issues
Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 2117, Retirement Simplification Act.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2014
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on July 17, 2014.
Original Filing: 300658627.xml
Lobbying Issues
Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 2117, Retirement Simplification Act.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2014
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 17, 2014.
Original Filing: 300639163.xml
Lobbying Issues
Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 2117, Retirement Simplification Act.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2013
DAVIS & HARMAN LLP amended a lobbying report for representation of VANGUARD GROUP in Q42013 on Jan. 16, 2014.
Original Filing: 300616286.xml
Lobbying Issues
Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 2117, Retirement Simplification Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2013
DAVIS & HARMAN LLP amended a lobbying report for representation of VANGUARD GROUP in Q32013 on Oct. 21, 2013.
Original Filing: 300602234.xml
Lobbying Issues
Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 2117, Retirement Simplification Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2013
DAVIS & HARMAN LLP amended a lobbying report for representation of VANGUARD GROUP in Q32013 on Oct. 21, 2013.
Original Filing: 300602075.xml
Lobbying Issues
Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 2117, Retirement Simplification Act.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2013
DAVIS & HARMAN LLP amended a lobbying report for representation of VANGUARD GROUP in Q22013 on July 16, 2013.
Original Filing: 300572837.xml
Lobbying Issues
Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 2117, Retirement Simplification Act.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2013
DAVIS & HARMAN LLP amended a lobbying report for representation of VANGUARD GROUP in Q12013 on April 22, 2013.
Original Filing: 300559830.xml
Lobbying Issues
Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2013
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on April 16, 2013.
Original Filing: 300551107.xml
Lobbying Issues
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business. Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to the effect of the Department of Labor's proposed fiduciary definition. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2012
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 18, 2013.
Original Filing: 300532975.xml
Lobbying Issues
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R.1534, Small Businesses Add Value for Employees Act. Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including, S.1121/H.R. 3, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to the effect of the Department of Labor's proposed fiduciary definition. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 4050, Retirement Plan Simplification and Enhancement Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2012
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Oct. 19, 2012.
Original Filing: 300514555.xml
Lobbying Issues
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R.1534, Small Businesses Add Value for Employees Act. Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including, S.1121/H.R. 3, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to the effect of the Department of Labor's proposed fiduciary definition. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 4050, Retirement Plan Simplification and Enhancement Act.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2012
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on July 19, 2012.
Original Filing: 300492846.xml
Lobbying Issues
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R.1534, Small Businesses Add Value for Employees Act. Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including, S.1121/H.R. 3, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to the effect of the Department of Labor's proposed fiduciary definition. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 4050, Retirement Plan Simplification and Enhancement Act.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2012
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 19, 2012.
Original Filing: 300465558.xml
Lobbying Issues
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R.1534, Small Businesses Add Value for Employees Act. Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including, S.1121/H.R. 3, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to the effect of the Department of Labor's proposed fiduciary definition. Issues related to employee benefit plan administration and electronic delivery of ERISA-mandated statements and disclosures. Consolidation of ERISA-required notices. H.R. 4050, Retirement Plan Simplification and Enhancement Act.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2011
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Jan. 17, 2012.
Original Filing: 300439307.xml
Lobbying Issues
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R.1534, Small Businesses Add Value for Employees Act. Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including, S.1121/H.R. 3, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to the effect of the Department of Labor's proposed fiduciary definition. Issues related to employee plan administration and electronic delivery of employee plan notices and statements.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2011
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Oct. 20, 2011.
Original Filing: 300423303.xml
Lobbying Issues
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R.1534, Small Businesses Add Value for Employees Act. Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including, S.1121, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to the effect of the Department of Labor's proposed fiduciary definition.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2011
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $30,000. The report was filed on July 14, 2011.
Original Filing: 300389692.xml
Lobbying Issues
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R.1534, Small Businesses Add Value for Employees Act. Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including, S.1121, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2011
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on April 19, 2011.
Original Filing: 300370420.xml
Lobbying Issues
Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Proposal related to stemming leakage from retirement plans through reform of plan loan rules.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2010
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Jan. 20, 2011.
Original Filing: 300348234.xml
Lobbying Issues
Proposals to reform the defined contribution plan system. Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan Fee Transparency Act, H.R. 2989, 401(k) Fair Disclosure and Pension Security Act, and H.R. 4213, the American Jobs and Closing Tax Loopholes Act of 2010. Index fund mandate provisions of H.R. 2989. Proposals related to investment advice rules, including H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals to reform the defined contribution plan system. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including S. 3760 and H.R. 6099, Automatic IRA Act of 2010. Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R. 4742, the Small Businesses Add Value for Employees Act. H.R. 4126, the Retirement Fairness Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Proposals related to stemming leakage from retirement plans.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
H.R. 4337, Regulated Investment Company Modernization Act of 2010.
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2010
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Oct. 20, 2010.
Original Filing: 300325564.xml
Lobbying Issues
Proposals to reform the defined contribution plan system. Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan fee Transparency Act, H.R. 2989, 401(k) Fair Disclosure and Pension Security Act, and H.R. 4213, the American Jobs and Closing Tax Loopholes Act of 2010. Index fund mandate provisions of H.R. 2989. Proposals related to investment advice rules, including H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including S. 3760 and H.R. 6099, Automatic IRA Act of 2010. Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R. 4742, the Small Businesses Add Value for Employees Act. Issues related to retirement target date funds. H.R. 4126, the Retirement Fairness Act.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2010
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $30,000. The report was filed on July 16, 2010.
Original Filing: 300289909.xml
Lobbying Issues
Proposals to reform the defined contribution plan system. Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan fee Transparency Act, H.R. 2989, 401(k) Fair Disclosure and Pension Security Act, and H.R. 4213, the American Jobs and Closing Tax Loopholes Act of 2010. Index fund mandate provisions of H.R. 2989. Proposals related to investment advice rules, including H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs. Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R. 4742, the Small Businesses Add Value for Employees Act. Issues related to retirement target date funds. H.R. 4126, the Retirement Fairness Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Benefit and 529 plan repercussions of the Consumer Financial Protection Bureau under S. 3217, the Restoring American Financial Stability Act of 2010, and H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act. Swaps provisions of S. 3217, the Restoring American Financial Stability Act of 2010, H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, affecting stable value products.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2010
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $30,000. The report was filed on April 16, 2010.
Original Filing: 300261400.xml
Lobbying Issues
Proposals to reform the defined contribution plan system. Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan fee Transparency Act, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Index fund mandate provisions of H.R. 2989. Proposals related to investment advice rules, including H.R. 1988, ConflictedInvestment Advice Prohibition Act of 2009, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals to reform the defined contribution plan system. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs. Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R. 4742, the Small Businesses Add Value for Employees Act. Issues related to retirement target date funds. H.R. 4126, the Retirement Fairness Act.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Proposals to provide a benefit plan and section 529 college savings plan carve-out from H.R. 3126, Consumer Financial Protection Agency Act, H.R. 4173, Wall Street Reform and Consumer Protection Act, and S. 3217, the Restoring American Financial Stability Act of 2010.
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2009
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Jan. 20, 2010.
Original Filing: 300243280.xml
Lobbying Issues
Proposals to reform the defined contribution plan system. Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan fee Transparency Act, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Index fund mandate provisions of H.R. 2989. Proposals related to investment advice rules, including H.R. 1988, ConflictedInvestment Advice Prohibition Act of 2009 and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. H.R. 4126, Retirement Fairness Act. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs. Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business. Issues related to retirement target date funds.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Proposals to provide a benefit plan and section 529 college savings plan carve-out from H.R. 3126, Consumer Financial Protection Agency Act and H.R. 4173, Wall Street Reform and Consumer Protection Act.
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2009
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on Oct. 20, 2009.
Original Filing: 300217843.xml
Lobbying Issues
Proposals to reform the defined contribution plan system. Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan fee Transparency Act, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Index fund mandate provisions of H.R. 2989. Proposals related to investment advice rules, including H.R. 1988, ConflictedInvestment Advice Prohibition Act of 2009 and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs. Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business. Issues related to retirement target date funds.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2009
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on July 20, 2009.
Original Filing: 300189316.xml
Lobbying Issues
Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan fee Transparency Act, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals related to investment advice rules, including H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009 and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals to reform the defined contribution plan system. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs. Proposals related to expansion of SIMPLE IRAs and establishment of discretionary payroll deduction IRAs. Issues related to retirement target date funds.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2009
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $20,000. The report was filed on April 20, 2009.
Original Filing: 300156932.xml
Lobbying Issues
Proposals related to defined contribution plan fees and fee disclosure practices. 401(k) and IRA proposals contained in the Savings Recovery Act legislation (not yet introduced). Proposals responding to the effect of the stock market decline on retirement savings accounts. Proposals to expand retirement coverage including proposals to mandate payroll deduction IRAs. Proposals related to the required minimum distribution reforms contained in the Worker, Retiree and Employer Recovery Act of 2008.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2008
In Q4, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Jan. 21, 2009.
Original Filing: 300129202.xml
Lobbying Issues
S. 1141/H.R. 2167, Automatic IRA Act. Proposals making technical corrections to The Pension Protection Act of 2006, including H.R. 3361, H.R. 6382, S. 1974, Pension Protection Technical Corrections Act, and H.R. 7327, Worker, Retiree, and Employer Recovery Act. Proposals related to reform of the minimum required distribution rules, including H.R. 7327, Worker, Retiree, and Employer Recovery Act. Proposals related to defined contribution plan fees and fee disclosure practices, including H.R. 3765, The Defined Contribution Fee Disclosure Act, H.R. 3185, 401(k) Fair Disclosure Retirement Security Act, and S. 2473, Defined Contribution Fee Disclosure Act. S. 1288, Women's Retirement Security Act. Proposals related to universal savings accounts. Proposals related to retirement plan leakage, including H.R. 6708/S. 3278, legislation restricting qualified plan loans. Proposals for comprehensive pension and retirement savings legislation. Retirement plan reform proposals stemming from economic downturn and market decline.
Department of Labor proposed guidance on investment advice and retirement plan fee issues.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2008
In Q3, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on Dec. 2, 2008.
Original Filing: 300112153.xml
Lobbying Issues
S. 1141/H.R. 2167, Automatic IRA Act. Proposals making technical corrections to The Pension Protection Act of 2006, including H.R. 3361, H.R. 6382, and S. 1974, Pension Protection Technical Corrections Act. Proposals related to reform of the minimum required distribution rules. Proposals related to defined contribution plan fees and fee disclosure practices, including H.R. 3765, The Defined Contribution Fee Disclosure Act, H.R. 3185, 401(k) Fair Disclosure Retirement Security Act, and S. 2473, Defined Contribution Fee Disclosure Act. S. 1288, Women's Retirement Security Act. Proposals related to universal savings accounts. Proposals related to retirement plan leakage, including H.R. 6708/S. 3278, legislation restricting qualified plan loans. Proposals related to commodities speculation as they affect retirement plans, including H.R. 6604, Commodities Markets Transparency and Accountability Act, S. 3248, Commodity Speculation Reform Act, and S. 3268, Stop Excessive Energy Speculation Act. Proposals for comprehensive pension and retirement savings legislation.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2008
In Q2, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on July 18, 2008.
Original Filing: 300071734.xml
Lobbying Issues
S. 1141/H.R. 2167, Automatic IRA Act. Proposals making technical corrections to The Pension Protection Act of 2006, including H.R. 3361, H.R. 6382, and S. 1974, Pension Protection Technical Corrections Act. Proposals related to reform of the minimum required distribution rules. Proposals related to defined contribution plan fees and fee disclosure practices, including H.R. 3765, The Defined Contribution Fee Disclosure Act, H.R. 3185, 401(k) Fair Disclosure Retirement Security Act, and S. 2473, Defined Contribution Fee Disclosure Act. S. 1288, Women's Retirement Security Act. Proposals related to universal savings accounts. Proposals related to retirement plan leakage. Proposals related to commodities speculation as they affect retirement plans.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2008
In Q1, DAVIS & HARMAN LLP lobbied for VANGUARD GROUP , earning $10,000. The report was filed on April 21, 2008.
Original Filing: 300051050.xml
Lobbying Issues
S. 1141/H.R. 2167, Automatic IRA Act. Proposals making technical corrections to The Pension Protection Act of 2006, including H.R. 3361 and S. 1974, Pension Protection Technical Corrections Act. Proposals related to reform of the minimum required distribution rules. Proposals related to defined contribution plan fees and fee disclosure practices, including H.R. 3765, The Defined Contribution Fee Disclosure Act, H.R. 3185, 401(k) Fair Disclosure Retirement Security Act, and S. 2473, Defined Contribution Fee Disclosure Act. S. 1288, Women's Retirement Security Act. Proposals related to universal savings accounts.
Agencies Lobbied
U.S. House of Representatives
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate
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