Outbound Investment Screening
Tax
Debt ceiling
Duration: September 12, 2019
to
present
General Issues: Banking , Accounting , Consumer Issues/Safety/Protection , Economics/Economic Development , Financial Institutions/Investments/Securities , Government Issues , Law Enforcement/Crime/Criminal Justice , Taxation/Internal Revenue Code , Trade (Domestic & Foreign)
Spending: about $195,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2019: Securities & Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), White House Office, House of Representatives, Federal Reserve System, Treasury - Dept of, Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), U.S. Senate
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, European Banking Federation - EBF did no lobbying for itself. The report was filed on April 17.
Original Filing: 301551312.xml
4th Quarter, 2023
In Q4, European Banking Federation - EBF did no lobbying for itself. The report was filed on Feb. 6.
Original Filing: 301543498.xml
3rd Quarter, 2023
In Q3, European Banking Federation - EBF did no lobbying for itself. The report was filed on Nov. 15, 2023.
Original Filing: 301518941.xml
2nd Quarter, 2023
In Q2, European Banking Federation - EBF did no lobbying for itself. The report was filed on Aug. 29, 2023.
Original Filing: 301495754.xml
1st Quarter, 2023
In Q1, European Banking Federation - EBF had in-house lobbyists. The report was filed on May 4, 2023.
Original Filing: 301470189.xml
Lobbying Issues
Outbound Investment Screening
Tax
Debt ceiling
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
4th Quarter, 2022
In Q4, European Banking Federation - EBF had in-house lobbyists. The report was filed on Jan. 9, 2023.
Original Filing: 301425495.xml
Lobbying Issues
COMMODITY FUTURES TRADING COMMISSION
- Capital and Financial Reporting regime
SECURITIES AND EXCHANGE COMMISSION
- SBS large position reporting
- Additional SBS anti-fraud and anti-manipulation rules
- Prohibition against undue influence over the CCO of SBSDs
- Proposed Rule 10c-1 on securities loan reporting
- Proposed Rule RIN 3235-AM87 The Enhancement and Standardization of Climate-Related Disclosures for Investors
- Proposed Rule RIN: 3235-AM96 Enhanced Disclosures by Certain Investment Advisers and Investment Companies about Environmental, Social, and Governance Investment Practices
GENERAL TOPICS
- Basel III Implementation (FRTB, NSFR, Capital Buffers, Leverage Ratio Requirements)
- Digital Money, crytpo-assets, central bank digital currencies (CBDCs)
- Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021
- Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity
- Branch liquidity -2019 FED Tailoring Rule Proposal
- National Defense Authorization Act for Fiscal Year 2021 (NDAA 2021)
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
3rd Quarter, 2022
In Q3, European Banking Federation - EBF had in-house lobbyists. The report was filed on Oct. 4, 2022.
Original Filing: 301401096.xml
Lobbying Issues
COMMODITY FUTURES TRADING COMMISSION
- Capital and Financial Reporting regime
SECURITIES AND EXCHANGE COMMISSION
- SBS large position reporting
- Additional SBS anti-fraud and anti-manipulation rules
- Prohibition against undue influence over the CCO of SBSDs
- Proposed Rule 10c-1 on securities loan reporting
- Proposed Rule RIN 3235-AM87 The Enhancement and Standardization of Climate-Related Disclosures for Investors
- Proposed Rule RIN: 3235-AM96 Enhanced Disclosures by Certain Investment Advisers and Investment Companies about Environmental, Social, and Governance Investment Practices
GENERAL TOPICS
- Basel III Implementation (FRTB, NSFR, Capital Buffers, Leverage Ratio Requirements)
- Digital Money, crytpo-assets, central bank digital currencies (CBDCs)
- Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021
- Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity
- Branch liquidity -2019 FED Tailoring Rule Proposal
- National Defense Authorization Act for Fiscal Year 2021 (NDAA 2021)
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
2nd Quarter, 2022
In Q2, European Banking Federation - EBF had in-house lobbyists. The report was filed on July 6, 2022.
Original Filing: 301377552.xml
Lobbying Issues
COMMODITY FUTURES TRADING COMMISSION
- Capital and Financial Reporting regime
SECURITIES AND EXCHANGE COMMISSION
- SBS large position reporting
- Additional SBS anti-fraud and anti-manipulation rules
- Prohibition against undue influence over the CCO of SBSDs
- Proposed Rule 10c-1 on securities loan reporting
GENERAL TOPICS
- Basel III Implementation (FRTB, NSFR, Capital Buffers, Leverage Ratio Requirements)
- Digital Money, crytpo-assets, central bank digital currencies (CBDCs)
- Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021
- Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity
- Branch liquidity -2019 FED Tailoring Rule Proposal
- National Defense Authorization Act for Fiscal Year 2021 (NDAA 2021)
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
1st Quarter, 2022
In Q1, European Banking Federation - EBF had in-house lobbyists. The report was filed on May 6, 2022.
Original Filing: 301374439.xml
Lobbying Issues
- COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 23
RIN 3038-AE84
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
SECURITIES AND EXCHANGE COMMISSION
- Notice of Substituted Compliance Application in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants
- Basel III Implementation (FRTB, NSFR, Capital Buffers)
- Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021
- Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity
- Proposed changes to the U.S. International Corporate Tax Regime - SHIELD (Stopping Harmful Inversions and Ending Low-Tax Developments) proposal
- Foreign Account Tax Compliance Act (FACTA)
- National Defence Authorization Act for Fiscal Year 2021 (NDAA 2021)
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
4th Quarter, 2021
In Q4, European Banking Federation - EBF had in-house lobbyists. The report was filed on Jan. 10, 2022.
Original Filing: 301320766.xml
Lobbying Issues
- COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 23
RIN 3038-AE84
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
SECURITIES AND EXCHANGE COMMISSION
- Notice of Substituted Compliance Application in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants
- Basel III Implementation (FRTB, NSFR, Capital Buffers)
- Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021
- Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity
- Proposed changes to the U.S. International Corporate Tax Regime - SHIELD (Stopping Harmful Inversions and Ending Low-Tax Developments) proposal
- Foreign Account Tax Compliance Act (FACTA)
- National Defence Authorization Act for Fiscal Year 2021 (NDAA 2021)
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
3rd Quarter, 2021
In Q3, European Banking Federation - EBF had in-house lobbyists. The report was filed on Oct. 12, 2021.
Original Filing: 301297973.xml
Lobbying Issues
- COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 23
RIN 3038-AE84
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
SECURITIES AND EXCHANGE COMMISSION
- Notice of Substituted Compliance Application in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants
- Basel III Implementation (FRTB, NSFR, Capital Buffers)
- Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021
- FED Tailoring Rule Proposal of June 2019 - Branch liquidity requirements on foreign branches
- Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity
- Proposed changes to the U.S. International Corporate Tax Regime - SHIELD (Stopping Harmful Inversions and Ending Low-Tax Developments) proposal
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
2nd Quarter, 2021
In Q2, European Banking Federation - EBF had in-house lobbyists. The report was filed on Aug. 2, 2021.
Original Filing: 301293420.xml
Lobbying Issues
- COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 23
RIN 3038-AE84
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
SECURITIES AND EXCHANGE COMMISSION
- Notice of Substituted Compliance Application in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants
- Basel III Implementation (FRTB, NSFR, Capital Buffers)
- Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021
- FED Tailoring Rule Proposal of June 2019 - Branch liquidity requirements on foreign branches
- Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity
- Proposed changes to the U.S. International Corporate Tax Regime - SHIELD (Stopping Harmful Inversions and Ending Low-Tax Developments) proposal
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
1st Quarter, 2021
In Q1, European Banking Federation - EBF had in-house lobbyists. The report was filed on April 20, 2021.
Original Filing: 301260366.xml
Lobbying Issues
- COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 23
RIN 3038-AE84
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
SECURITIES AND EXCHANGE COMMISSION
- Notice of Substituted Compliance Application n in
Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap
Dealers and Major Security-Based Swap Participants
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
4th Quarter, 2020
In Q4, European Banking Federation - EBF had in-house lobbyists. The report was filed on Jan. 4, 2021.
Original Filing: 301228485.xml
Lobbying Issues
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48
Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations
-SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 240 and 249
[Release No. 34-75611; File No. S7-40-11]
RIN 3235-AL05
Registration Process for Security-Based Swap Dealers and Major Security-Based Swap
Participants
-DEPARTMENT OF TREASURY
Office of the Comptroller of the Currency
12 CFR Parts 3 and 50
Docket ID OCC-2018-0037
RIN 1557-AE56
FEDERAL RESERVE SYSTEM
12 CFR Parts 217, 249
Regulations Q, WW; Docket No. R-1628
RIN 7100-AF21
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Parts 324 and 329
RIN 3064-AE96
Proposed changes to applicability thresholds for regulatory capital requirements for
certain U.S. subsidiaries of foreign banking organizations and application of liquidity
requirements to foreign banking organizations, certain U.S. depository institution holding
companies, and certain depository institution subsidiaries
- DEPARTMENT OF TREASURY
Office of the Comptroller of the
Currency
12 CFR Part 44
[Docket No. OCC-2018-0010]
RIN 1557-AE27
FEDERAL RESERVE SYSTEM
12 CFR Part 248
[Docket No. R-1608]
RIN 7100-AF 06
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Part 351
RIN 3064-AE67
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 255
[Release no. BHCA-3; File no. S7-14-18]
RIN 3235-AM10
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 75
RIN 3038-AE72
Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal)
- Joint Comprehensive Plan of Action (JCPOA): international sanctions
Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements
Dec.18, 2019
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
3rd Quarter, 2020
In Q3, European Banking Federation - EBF had in-house lobbyists. The report was filed on Oct. 5, 2020.
Original Filing: 301207341.xml
Lobbying Issues
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48
Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations
-SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 240 and 249
[Release No. 34-75611; File No. S7-40-11]
RIN 3235-AL05
Registration Process for Security-Based Swap Dealers and Major Security-Based Swap
Participants
-DEPARTMENT OF TREASURY
Office of the Comptroller of the Currency
12 CFR Parts 3 and 50
Docket ID OCC-2018-0037
RIN 1557-AE56
FEDERAL RESERVE SYSTEM
12 CFR Parts 217, 249
Regulations Q, WW; Docket No. R-1628
RIN 7100-AF21
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Parts 324 and 329
RIN 3064-AE96
Proposed changes to applicability thresholds for regulatory capital requirements for
certain U.S. subsidiaries of foreign banking organizations and application of liquidity
requirements to foreign banking organizations, certain U.S. depository institution holding
companies, and certain depository institution subsidiaries
- DEPARTMENT OF TREASURY
Office of the Comptroller of the
Currency
12 CFR Part 44
[Docket No. OCC-2018-0010]
RIN 1557-AE27
FEDERAL RESERVE SYSTEM
12 CFR Part 248
[Docket No. R-1608]
RIN 7100-AF 06
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Part 351
RIN 3064-AE67
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 255
[Release no. BHCA-3; File no. S7-14-18]
RIN 3235-AM10
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 75
RIN 3038-AE72
Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal)
- Joint Comprehensive Plan of Action (JCPOA): international sanctions
-DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG-104259-18]
RIN 1545-BO56
Base Erosion and Anti-Abuse Tax
- FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions
Notice 2017-46
Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements
Dec.18, 2019
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
2nd Quarter, 2020
In Q2, European Banking Federation - EBF had in-house lobbyists. The report was filed on July 17, 2020.
Original Filing: 301190435.xml
Lobbying Issues
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48
Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations
-SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 240 and 249
[Release No. 34-75611; File No. S7-40-11]
RIN 3235-AL05
Registration Process for Security-Based Swap Dealers and Major Security-Based Swap
Participants
-DEPARTMENT OF TREASURY
Office of the Comptroller of the Currency
12 CFR Parts 3 and 50
Docket ID OCC-2018-0037
RIN 1557-AE56
FEDERAL RESERVE SYSTEM
12 CFR Parts 217, 249
Regulations Q, WW; Docket No. R-1628
RIN 7100-AF21
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Parts 324 and 329
RIN 3064-AE96
Proposed changes to applicability thresholds for regulatory capital requirements for
certain U.S. subsidiaries of foreign banking organizations and application of liquidity
requirements to foreign banking organizations, certain U.S. depository institution holding
companies, and certain depository institution subsidiaries
- DEPARTMENT OF TREASURY
Office of the Comptroller of the
Currency
12 CFR Part 44
[Docket No. OCC-2018-0010]
RIN 1557-AE27
FEDERAL RESERVE SYSTEM
12 CFR Part 248
[Docket No. R-1608]
RIN 7100-AF 06
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Part 351
RIN 3064-AE67
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 255
[Release no. BHCA-3; File no. S7-14-18]
RIN 3235-AM10
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 75
RIN 3038-AE72
Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal)
- Joint Comprehensive Plan of Action (JCPOA): international sanctions
-DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG-104259-18]
RIN 1545-BO56
Base Erosion and Anti-Abuse Tax
- FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions
Notice 2017-46
Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements
Dec.18, 2019
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
1st Quarter, 2020
In Q1, European Banking Federation - EBF had in-house lobbyists. The report was filed on April 16, 2020.
Original Filing: 301167715.xml
Lobbying Issues
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48
Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations
-SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 240 and 249
[Release No. 34-75611; File No. S7-40-11]
RIN 3235-AL05
Registration Process for Security-Based Swap Dealers and Major Security-Based Swap
Participants
-DEPARTMENT OF TREASURY
Office of the Comptroller of the Currency
12 CFR Parts 3 and 50
Docket ID OCC-2018-0037
RIN 1557-AE56
FEDERAL RESERVE SYSTEM
12 CFR Parts 217, 249
Regulations Q, WW; Docket No. R-1628
RIN 7100-AF21
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Parts 324 and 329
RIN 3064-AE96
Proposed changes to applicability thresholds for regulatory capital requirements for
certain U.S. subsidiaries of foreign banking organizations and application of liquidity
requirements to foreign banking organizations, certain U.S. depository institution holding
companies, and certain depository institution subsidiaries
- DEPARTMENT OF TREASURY
Office of the Comptroller of the
Currency
12 CFR Part 44
[Docket No. OCC-2018-0010]
RIN 1557-AE27
FEDERAL RESERVE SYSTEM
12 CFR Part 248
[Docket No. R-1608]
RIN 7100-AF 06
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Part 351
RIN 3064-AE67
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 255
[Release no. BHCA-3; File no. S7-14-18]
RIN 3235-AM10
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 75
RIN 3038-AE72
Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal)
- Joint Comprehensive Plan of Action (JCPOA): international sanctions
-DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG-104259-18]
RIN 1545-BO56
Base Erosion and Anti-Abuse Tax
- FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions
Notice 2017-46
Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements
Dec.18, 2019
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC) U.S. Senate
4th Quarter, 2019
In Q4, European Banking Federation - EBF had in-house lobbyists. The report was filed on Jan. 14, 2020.
Original Filing: 301105169.xml
Lobbying Issues
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48
Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations
-SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 240 and 249
[Release No. 34-75611; File No. S7-40-11]
RIN 3235-AL05
Registration Process for Security-Based Swap Dealers and Major Security-Based Swap
Participants
-DEPARTMENT OF TREASURY
Office of the Comptroller of the Currency
12 CFR Parts 3 and 50
Docket ID OCC-2018-0037
RIN 1557-AE56
FEDERAL RESERVE SYSTEM
12 CFR Parts 217, 249
Regulations Q, WW; Docket No. R-1628
RIN 7100-AF21
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Parts 324 and 329
RIN 3064-AE96
Proposed changes to applicability thresholds for regulatory capital requirements for
certain U.S. subsidiaries of foreign banking organizations and application of liquidity
requirements to foreign banking organizations, certain U.S. depository institution holding
companies, and certain depository institution subsidiaries
- DEPARTMENT OF TREASURY
Office of the Comptroller of the
Currency
12 CFR Part 44
[Docket No. OCC-2018-0010]
RIN 1557-AE27
FEDERAL RESERVE SYSTEM
12 CFR Part 248
[Docket No. R-1608]
RIN 7100-AF 06
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Part 351
RIN 3064-AE67
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 255
[Release no. BHCA-3; File no. S7-14-18]
RIN 3235-AM10
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 75
RIN 3038-AE72
Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
- Joint Comprehensive Plan of Action (JCPOA): international sanctions
-DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG-104259-18]
RIN 1545-BO56
Base Erosion and Anti-Abuse Tax
- FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions
Notice 2017-46
Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements
Dec.18, 2019
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC)
3rd Quarter, 2019
European Banking Federation - EBF amended a lobbying report for in-house lobbying in Q32019 on Oct. 1, 2019
Original Filing: 301062668.xml
Lobbying Issues
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48
Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations
-SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 240 and 249
[Release No. 34-75611; File No. S7-40-11]
RIN 3235-AL05
Registration Process for Security-Based Swap Dealers and Major Security-Based Swap
Participants
-DEPARTMENT OF TREASURY
Office of the Comptroller of the Currency
12 CFR Parts 3 and 50
Docket ID OCC-2018-0037
RIN 1557-AE56
FEDERAL RESERVE SYSTEM
12 CFR Parts 217, 249
Regulations Q, WW; Docket No. R-1628
RIN 7100-AF21
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Parts 324 and 329
RIN 3064-AE96
Proposed changes to applicability thresholds for regulatory capital requirements for
certain U.S. subsidiaries of foreign banking organizations and application of liquidity
requirements to foreign banking organizations, certain U.S. depository institution holding
companies, and certain depository institution subsidiaries
- DEPARTMENT OF TREASURY
Office of the Comptroller of the
Currency
12 CFR Part 44
[Docket No. OCC-2018-0010]
RIN 1557-AE27
FEDERAL RESERVE SYSTEM
12 CFR Part 248
[Docket No. R-1608]
RIN 7100-AF 06
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Part 351
RIN 3064-AE67
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 255
[Release no. BHCA-3; File no. S7-14-18]
RIN 3235-AM10
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 75
RIN 3038-AE72
Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
- Joint Comprehensive Plan of Action (JCPOA): international sanctions
-DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG-104259-18]
RIN 1545-BO56
Base Erosion and Anti-Abuse Tax
- FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions
Notice 2017-46
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC)
3rd Quarter, 2019
In Q3, European Banking Federation - EBF had in-house lobbyists. The report was filed on Sept. 30, 2019.
Original Filing: 301062543.xml
Lobbying Issues
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48
Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations
-SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 240 and 249
[Release No. 34-75611; File No. S7-40-11]
RIN 3235-AL05
Registration Process for Security-Based Swap Dealers and Major Security-Based Swap
Participants
-DEPARTMENT OF TREASURY
Office of the Comptroller of the Currency
12 CFR Parts 3 and 50
Docket ID OCC-2018-0037
RIN 1557-AE56
FEDERAL RESERVE SYSTEM
12 CFR Parts 217, 249
Regulations Q, WW; Docket No. R-1628
RIN 7100-AF21
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Parts 324 and 329
RIN 3064-AE96
Proposed changes to applicability thresholds for regulatory capital requirements for
certain U.S. subsidiaries of foreign banking organizations and application of liquidity
requirements to foreign banking organizations, certain U.S. depository institution holding
companies, and certain depository institution subsidiaries
- DEPARTMENT OF TREASURY
Office of the Comptroller of the
Currency
12 CFR Part 44
[Docket No. OCC-2018-0010]
RIN 1557-AE27
FEDERAL RESERVE SYSTEM
12 CFR Part 248
[Docket No. R-1608]
RIN 7100-AF 06
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Part 351
RIN 3064-AE67
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 255
[Release no. BHCA-3; File no. S7-14-18]
RIN 3235-AM10
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 75
RIN 3038-AE72
Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
- Joint Comprehensive Plan of Action (JCPOA): international sanctions
-DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[REG-104259-18]
RIN 1545-BO56
Base Erosion and Anti-Abuse Tax
- FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions
Notice 2017-46
Agencies Lobbied
Securities & Exchange Commission (SEC) Commodity Futures Trading Commission (CFTC) White House Office U.S. House of Representatives Federal Reserve System Treasury - Dept of Office of the Comptroller of the Currency (OCC) Federal Deposit Insurance Corporation (FDIC)
3rd Quarter, 2019
European Banking Federation - EBF filed a lobbying registration on Sept. 12, 2019 for in-house lobbying efforts, effective Sept. 12, 2019.
Original Filing: 301062043.xml
Issue(s) they said they’d lobby about: -Sanctions
-FBO tailoring proposals
-Volcker Rule
-Single Counterparty Credit Limit
-BEAT
-FATCA
-Cross-border derivatives rules
-(Non-U.S.) Security based swap dealer registration requirements .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate