- Lobbying
- Lobbying by Securities Industry and Financial Markets Association (SIFMA)
Lobbying Relationship
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist | Covered positions? |
---|---|
David Oxner | Policy Advisor, Sen. Jerry Moran // Prof. Staff, House Financial Services Cmte. // Leg. Assistant/Policy Coordinator, Rep. Paul Gillmor |
David Adams | Asst Secy for Legislative Affairs, Dept. of State // Dpty. Asst Secy for House Affairs, Dept. of State // SD, H. For. Aff. Cmte./Sub. on M. East & S. Asia // Prof. Staff, H. Foreign Affairs Cmte. |
Claudia James | n/a |
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
Termination
Q3 Report
Q2 Report
Lobbying Issues
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Registration
Issue(s) they said they’d lobby about: Policy issues affecting the securities industry.
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate