Lobbying Relationship

Client

B. Riley Financial, Inc.

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Lobbying firm

Mindset Advocacy, LLC

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  • Small business investment companies; rural business investment companies; special purpose acquisition companies; general capital markets issues. Cybersecurity.

Duration: to

General Issues: Financial Institutions/Investments/Securities

Spending: about $470,000 (But it's complicated. Here's why.)

Agencies lobbied since 2020: U.S. Senate, House of Representatives, Agriculture - Dept of (USDA), Securities & Exchange Commission (SEC), Federal Reserve System, Treasury - Dept of

Bills mentioned

S.4586: Access to Emergency Credit Facilities Act of 2020

Sponsor: Tim Scott (R-S.C.)

H.R.6934: Uniform Treatment of NRSROs Act

Sponsor: Madeleine Dean (D-Pa.)

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Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Chris Brown Senior Professional Staff, House Financial Services Committee
Bridget Hagan Senior Legislative Assistant, Rep. Earl Pomeroy
Zach Ostro Legislative Director, Rep. Robin Kelly
Scott Shewcraft Chief of Staff, Rep. Bill Foster

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

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Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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