Marc Berkowitz
Reported Asset Values
$3.4M–$13M+
The data on this page comes from a financial disclosure filed by Marc Berkowitz, who was picked to be: Assistant Secretary of Defense for Space Policy, Department of Defense. It is part of a collection of thousands of ethics documents ProPublica has been collecting from across the Trump administration.
Roles Outside Government
Officials are required to disclose paid or unpaid positions they hold or recently held outside the federal government, including roles as officer, director, trustee or employee. (Form 278e, Part 1)
Employment Assets
Officials are required to disclose assets associated with their employment, including salary, retirement accounts, stocks, intellectual property and awards or prizes. (Form 278e, Part 2)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| Incisive Consulting Group LLC (Federal government & business consultant) | $100K - $250K | $534K | Business income | 1 | |
| Lockheed Martin Corporation (vested performance stock units) | None (or less than $1,001) | $15,410 | Ordinary income (stock vested during reporting period) | 2 | |
| Lockheed Martin Corporation (vested restricted stock units) | None (or less than $1,001) | $32,126 | Ordinary income (stock vested during reporting period) | 3 | |
| Lockheed Martin Corporation (LTIP) | $73,309 | Ordinary income (cash) | The LTIP is a cash based plan that used a target award system based on individual, component, and corporate performance over a certain period of time. I’m no longer entitled to any benefits under the LTIP; I received my final LTIP payment during the reporting period. | 4 | |
| Lockheed Martin Corporation Defined Benefit Plan (Non Qualified) | $500K - $1M | $2,403 | Retirement Payments (monthly) | 5 | |
| 401(k) (Lockheed Martin, Empower) | 6 | ||||
| US Large-Cap Equity Index Fund | $500K - $1M | None (or less than $201) | 6.1 | ||
| Global Ex-US Equity Index Fund | $500K - $1M | None (or less than $201) | 6.2 | ||
| Broad Market Bond Index Fund | $250K - $500K | None (or less than $201) | 6.3 | ||
| US Small & Mid-Cap Equity Index Fund | $100K - $250K | None (or less than $201) | 6.4 | ||
| ESOP Fund | Divested subsequent to filing this report | 6.5 | |||
| Lockheed Martin Corporation | $15,001 - $50,000 | None (or less than $201) | 6.5.1 | ||
| IRA (Rollover) | 7 | ||||
| FIDELITY GOVERNMENT CASH RESERVES (FDRXX) | None (or less than $1,001) | None (or less than $201) | 7.1 | ||
| iShares MSCI USA Quality GARP ETF (GARP) | $1,001 - $15,000 | None (or less than $201) | 7.2 | ||
| JPMorgan US Quality Factor ETF (JQUA) | $1,001 - $15,000 | None (or less than $201) | 7.3 | ||
| Invesco QQQ Trust, Series 1 (QQQ) | $15,001 - $50,000 | None (or less than $201) | 7.4 | ||
| Vanguard Core Bond Fund Admiral Class Shares (VCOBX) | $15,001 - $50,000 | None (or less than $201) | 7.5 | ||
| Vanguard Dividend Appreciation Index Fund ETF Class Shares (VIG) | None (or less than $1,001) | None (or less than $201) | 7.6 | ||
| Individual 401(k) (Incisive Consulting Group LLC) | 8 | ||||
| AvantisEmerging Markets Equity ETF (AVEM) | $1,001 - $15,000 | None (or less than $201) | 8.1 | ||
| Avantis US Small Cap Value ETF (AVUV) | $1,001 - $15,000 | None (or less than $201) | 8.2 | ||
| iShares Edge MSCI Intl Quality Factor ETF (IQLT) | $1,001 - $15,000 | None (or less than $201) | 8.3 | ||
| JPMORGAN INCOME ETF (JPIE) | $1,001 - $15,000 | None (or less than $201) | 8.4 | ||
| INVESCO NASDAQ 100 ETF (QQQM) | $1,001 - $15,000 | None (or less than $201) | 8.5 | ||
| Schwab Prime Advantage Money Fund (SWVXX) | None (or less than $1,001) | None (or less than $201) | 8.6 | ||
| Vanguard Total Stock Market Index Fund ETF Class Shares (VTI) | $15,001 - $50,000 | None (or less than $201) | 8.7 | ||
| Lockheed Martin Defined Benefit Plan (Qualified) (value not readily ascertainable) | $4,320 | Retirement Payments (monthly) | 9 |
Employment Agreements
Officials are required to disclose agreements relating to other jobs, including what will happen with any small businesses they own during government service and any continued health care coverage, planned leaves of absence, severance or bonuses. (Form 278e, Part 3)
| Organization | Agreement | Endnote | Line No. |
|---|---|---|---|
| Incisive Consulting Group LLC | My consulting business will be inactive during my appointment and all outstanding client fees will be fixed before I enter government service. I will continue to participate in the individual 401(k). The plan sponsor will not make further contributions during my appointment. (2025-05-01) | 1 | |
| Lockheed Martin Corporation | I will continue to participate in the defined contribution plan. The plan sponsor ceased making contributions at my separation. (2003-04-01) | 2 | |
| Lockheed Martin Corporation | I will continue to participate in this non-qualified defined benefit plan (which is in pay status). (2003-04-01) | 3 | |
| Lockheed Martin Corporation | I will continue to participate in this qualified defined benefit plan (which is in pay status) (2003-04-01) | 4 |
Compensation
Officials are required to disclose the sources of any compensation above $5,000 in a year. (Form 278e, Part 4)
Spouse’s Assets
Officials are required to disclose their spouse’s assets, including salary and retirement accounts worth more than $1,000. (Form 278e, Part 5)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| Incisive Consulting Group LLC (Consulting) | Salary | 1 | |||
| IRA | 2 | ||||
| FIDELITY GOVERNMENT CASH RESERVES (FDRXX) | $1,001 - $15,000 | None (or less than $201) | 2.1 | ||
| Avantis International Small Cap Value ETF (AVDV) | $15,001 - $50,000 | None (or less than $201) | 2.2 | ||
| AvantisEmerging Markets Equity ETF (AVEM) | $15,001 - $50,000 | None (or less than $201) | 2.3 | ||
| Berkshire Hathaway Inc. (BRKB) | $15,001 - $50,000 | None (or less than $201) | 2.4 | ||
| iShares MSCI USA Quality GARP ETF (GARP) | $1,001 - $15,000 | None (or less than $201) | 2.5 | ||
| JPMORGAN INCOME ETF (JPIE) | $100K - $250K | None (or less than $201) | 2.6 | ||
| JPMorgan US Quality Factor ETF (JQUA) | $1,001 - $15,000 | None (or less than $201) | 2.7 | ||
| Invesco QQQ Trust, Series 1 (QQQ) | $100K - $250K | None (or less than $201) | 2.8 | ||
| INVESCO NASDAQ 100 ETF (QQQM) | $1,001 - $15,000 | None (or less than $201) | 2.9 | ||
| Vanguard Developed Markets Index Fund ETF Shares (VEA) | $15,001 - $50,000 | None (or less than $201) | 2.10 | ||
| Vanguard Dividend Appreciation Index Fund ETF Class Shares (VIG) | $15,001 - $50,000 | None (or less than $201) | 2.11 | ||
| Vanguard Total Stock Market Index Fund ETF Class Shares (VTI) | $15,001 - $50,000 | None (or less than $201) | 2.12 | ||
| Baird Aggregate Bond Fund Institutional Class Shares (BAGIX) | $15,001 - $50,000 | None (or less than $201) | 2.13 | ||
| US Core Equity 1 Portfolio Institutional Class Shares (DFEOX) | $15,001 - $50,000 | None (or less than $201) | 2.14 | ||
| Thornburg Strategic Income Fund Class I Shares (TSIIX) | $15,001 - $50,000 | None (or less than $201) | 2.15 | ||
| Vanguard Core Bond Fund Admiral Class Shares (VCOBX) | $15,001 - $50,000 | None (or less than $201) | 2.16 | ||
| Vanguard Multi-Sector Income Bond Fund (VMSAX) | $50,001 - $100K | None (or less than $201) | 2.17 | ||
| New World Fund, Inc Class F3 Shares (FNWFX) | None (or less than $1,001) | None (or less than $201) | 2.18 | ||
| Individual 401(k) (Incisive Consulting Group LLC) | 3 | ||||
| iShares Edge MSCI Intl Quality Factor ETF (IQLT) | $1,001 - $15,000 | None (or less than $201) | 3.1 | ||
| Invesco S&P 500 GARP ETF (SPGP) | $1,001 - $15,000 | None (or less than $201) | 3.2 | ||
| Vanguard Total Stock Market Index Fund ETF Class Shares (VTI) | $15,001 - $50,000 | None (or less than $201) | 3.3 |
Other Assets and Income
Officials are required to disclose other assets and sources of investment income belonging to them, their spouse or their dependent children. These include annuities, bonds, cash, college savings plans, farms, precious metals, real estate, stocks, trusts and wills. (Form 278e, Part 6)
| Description | Value | Income | Income Type | Endnote | Line No. |
|---|---|---|---|---|---|
| Joint Brokerage Account #1 | 1 | ||||
| FIDELITY GOVERNMENT CASH RESERVES (FDRXX) | $100K - $250K | $5,001 - $15,000 | 1.1 | ||
| Avantis US Small Cap Value ETF (AVUV) | $15,001 - $50,000 | $201 - $1,000 | 1.2 | ||
| Berkshire Hathaway Inc. (BRKB) | $100K - $250K | None (or less than $201) | 1.3 | ||
| IShares Core Dividend Growth ETF (DGRO) | $100K - $250K | $2,501 - $5,000 | 1.4 | ||
| JPMorgan Municipal ETF (JMUB) | $15,001 - $50,000 | $201 - $1,000 | 1.5 | ||
| Lockheed Martin Corp. (LMT) | $1M - $5M | $50,001 - $100K | Capital Gains Dividends | 1.6 | |
| INVESCO NASDAQ 100 ETF (QQQM) | $15,001 - $50,000 | $201 - $1,000 | 1.7 | ||
| Invesco S&P 500 GARP ETF (SPGP) | $100K - $250K | $1,001 - $2,500 | 1.8 | ||
| Vanguard Total Stock Market Index Fund ETF Class Shares (VTI) | $100K - $250K | $2,501 - $5,000 | 1.9 | ||
| US Core Equity 1 Portfolio Institutional Class Shares (DFEOX) | $100K - $250K | $1,001 - $2,500 | 1.10 | ||
| U.S. Bank #1 (Cash) | $15,001 - $50,000 | $1,001 - $2,500 | Interest | 1.11 | |
| Avantis International Small Cap Value ETF (AVDV) | None (or less than $1,001) | $201 - $1,000 | 1.12 | ||
| Baird Core Intermediate Municipal Bond Fund Institutional Class Shares (BMNIX) | None (or less than $1,001) | $5,001 - $15,000 | 1.13 | ||
| International Core Equity Portfolio Institutional Class Shares (DFIEX) | None (or less than $1,001) | $2,501 - $5,000 | 1.14 | ||
| Goldman Sachs Dynamic Municipal Income Fund Institutional Shares (GSMTX) | None (or less than $1,001) | $201 - $1,000 | 1.15 | ||
| iShares Edge MSCI Intl Quality Factor ETF (IQLT) | None (or less than $1,001) | $2,501 - $5,000 | 1.16 | ||
| Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX) | None (or less than $1,001) | $1,001 - $2,500 | 1.17 | ||
| Nuveen Virginia Municipal Bond Fund Class I Shares (NMVAX) | None (or less than $1,001) | $2,501 - $5,000 | 1.18 | ||
| U.S. Bank #3 (Cash) | None (or less than $1,001) | $201 - $1,000 | Interest | 1.19 | |
| U.S. Bank #4 (Cash) | None (or less than $1,001) | $1,001 - $2,500 | Interest | 1.20 | |
| U.S. Bank #5 (Cash) | None (or less than $1,001) | $201 - $1,000 | Interest | 1.21 | |
| Dune Not Disturb LLC (for management of rental property) | 2 | ||||
| Residential Real Estate, Corolla, NC | $1M - $5M | None (or less than $201) | 2.1 | ||
| Brokerage account #2: U.S. bank (cash) | $1,001 - $15,000 | None (or less than $201) | 3 | ||
| U.S. bank # 2 (cash) | $15,001 - $50,000 | None (or less than $201) | One of the cash accounts that is disclosed on this line entry is held by Dune Not Disturb LLC | 4 | |
| HSA: U.S. bank (cash) | $15,001 - $50,000 | None (or less than $201) | 5 | ||
| Pacific Life Insurance Company, universal life insurance | 6 | ||||
| Pacific Select Fund Growth Portfolio (VAUSA002E4) | $1,001 - $15,000 | None (or less than $201) | 6.1 | ||
| Pacific Select Fund Large-Cap Core Portfolio (VAUSA001IS) | $1,001 - $15,000 | None (or less than $201) | 6.2 | ||
| Pacific Select Fund Large-Cap Value Portfolio (VAUSA00EGE) | $15,001 - $50,000 | None (or less than $201) | 6.3 | ||
| Pacific Select Fund Mid-Cap Plus Bond Alpha Portfolio (VAUSA00AKD) | $1,001 - $15,000 | None (or less than $201) | 6.4 | ||
| Pacific Select Fund Small-Cap Index Portfolio (VAUSA00AKZ) | $1,001 - $15,000 | None (or less than $201) | 6.5 | ||
| Pacific Select Fund Total Return Portfolio | $1,001 - $15,000 | None (or less than $201) | 6.6 | ||
| Pacific Select Fund International Value Portfolio (VAUSA001IV) | $1,001 - $15,000 | None (or less than $201) | 6.7 | ||
| Pacific Life Insurance Company, universal life insurance(Spouse) | 7 | ||||
| Pacific Select Fund Growth Portfolio (VAUSA002E4) | $1,001 - $15,000 | None (or less than $201) | 7.1 | ||
| Pacific Select Fund Large-Cap Core Portfolio (VAUSA001IS) | $1,001 - $15,000 | None (or less than $201) | 7.2 | ||
| Pacific Select Fund Large-Cap Value Portfolio (VAUSA00EGE) | $15,001 - $50,000 | None (or less than $201) | 7.3 | ||
| Pacific Select Fund Mid-Cap Plus Bond Alpha Portfolio (VAUSA00AKD) | $1,001 - $15,000 | None (or less than $201) | 7.4 | ||
| Pacific Select Fund Small-Cap Index Portfolio (VAUSA00AKZ) | $1,001 - $15,000 | None (or less than $201) | 7.5 | ||
| PSF PGIM Total Return Bond Portfolio (VAUSA001IO) | $1,001 - $15,000 | None (or less than $201) | 7.6 | ||
| Pacific Select Fund International Value Portfolio (VAUSA001IV) | $1,001 - $15,000 | None (or less than $201) | 7.7 | ||
| Prudential Whole Life Insurance (Spouse) | $15,001 - $50,000 | $201 - $1,000 | Interest | 8 | |
| Joint Brokerage #2 | 9 | ||||
| VLVLY AB Volvo (vehicle manufacturer), ADR | None (or less than $1,001) | None (or less than $201) | 9.1 | ||
| SDZNY Sandoz Group (pharmaceutical). ADR | None (or less than $1,001) | None (or less than $201) | 9.2 | ||
| FOR Forestar Group Inc | None (or less than $1,001) | None (or less than $201) | 9.3 | ||
| EBKDY Erste Group Bank AG (financial services), ADR | None (or less than $1,001) | None (or less than $201) | 9.4 | ||
| ITW Illinois Tool Works Inc | None (or less than $1,001) | None (or less than $201) | 9.5 | ||
| AZN AstraZeneca PLC | None (or less than $1,001) | None (or less than $201) | 9.6 | ||
| ITOCY ITOCHU Corp. (product trading), ADR | None (or less than $1,001) | None (or less than $201) | 9.7 | ||
| HENKY Henkel AG & Co KGaA (consumer goods), ADR | None (or less than $1,001) | None (or less than $201) | 9.8 | ||
| BTDPY Barratt Redrow PLC (property development), ADR | None (or less than $1,001) | None (or less than $201) | 9.9 | ||
| TEF Telefonica de Espana, SA (telecommunication provider). ADR | None (or less than $1,001) | None (or less than $201) | 9.10 | ||
| GRVY Gravity Co Ltd | None (or less than $1,001) | None (or less than $201) | 9.11 | ||
| CVLG Covenant Logistics Group, Inc | None (or less than $1,001) | None (or less than $201) | 9.12 | ||
| SU Suncor Energy, Inc. | None (or less than $1,001) | None (or less than $201) | 9.13 | ||
| DUK Duke Energy Corp. | None (or less than $1,001) | None (or less than $201) | 9.14 | ||
| ODFL Old Dominion Freight Line Inc | None (or less than $1,001) | None (or less than $201) | 9.15 | ||
| ASX ASE Technology Holding Co Ltd | None (or less than $1,001) | None (or less than $201) | 9.16 | ||
| CL Colgate-Palmolive Co. | None (or less than $1,001) | None (or less than $201) | 9.17 | ||
| CNC Centene Corp | None (or less than $1,001) | None (or less than $201) | 9.18 | ||
| ERIE Erie Indemnity Co | None (or less than $1,001) | None (or less than $201) | 9.19 | ||
| ESOA Energy Services of America Corp | None (or less than $1,001) | None (or less than $201) | 9.20 | ||
| CHD Church & Dwight Co Inc | None (or less than $1,001) | None (or less than $201) | 9.21 | ||
| ELV Elevance Health, Inc | None (or less than $1,001) | None (or less than $201) | 9.22 | ||
| INVA Innoviva Inc | None (or less than $1,001) | None (or less than $201) | 9.23 | ||
| WS WORTHINGTON STEEL ORD WI | None (or less than $1,001) | None (or less than $201) | 9.24 | ||
| SCMWY Swisscom AG (telecommunications), ADR | None (or less than $1,001) | None (or less than $201) | 9.25 | ||
| KKPNY Koninklijke KPN NV (telecommunications), ADR | None (or less than $1,001) | None (or less than $201) | 9.26 | ||
| UVV Universal Corp | None (or less than $1,001) | None (or less than $201) | 9.27 | ||
| CRDA Crawford & Co. | None (or less than $1,001) | None (or less than $201) | 9.28 | ||
| BELFB Bel Fuse, Inc | None (or less than $1,001) | None (or less than $201) | 9.29 | ||
| APAM Artisan Partners Asset Management Inc | None (or less than $1,001) | None (or less than $201) | 9.30 | ||
| STLD STEEL DYNAMICS INC | None (or less than $1,001) | None (or less than $201) | 9.31 | ||
| DANOY Danone Spon (food products). ADR | None (or less than $1,001) | None (or less than $201) | 9.32 | ||
| SHEL Shell PLC | None (or less than $1,001) | None (or less than $201) | 9.33 | ||
| PFG Principal Financial Grp | None (or less than $1,001) | None (or less than $201) | 9.34 | ||
| MITEY Mitsubishi Estate (real estate). ADR | None (or less than $1,001) | None (or less than $201) | 9.35 | ||
| TOL Toll Brothers Inc. | None (or less than $1,001) | None (or less than $201) | 9.36 | ||
| SOMLY SECOM CO., LTD. (security services), ADR | None (or less than $1,001) | None (or less than $201) | 9.37 | ||
| SO The Southern Company | None (or less than $1,001) | None (or less than $201) | 9.38 | ||
| CRARY Credit Agricole S.A. (banking). ADR | None (or less than $1,001) | None (or less than $201) | 9.39 | ||
| IDEXY Industria de Diseno Textil S.A. (clothing), ADR | None (or less than $1,001) | None (or less than $201) | 9.40 | ||
| DAC Danaos Corp | None (or less than $1,001) | None (or less than $201) | 9.41 | ||
| GEV Ge Vernova Inc. | None (or less than $1,001) | None (or less than $201) | 9.42 | ||
| IMO Imperial Oil Ltd. | None (or less than $1,001) | None (or less than $201) | 9.43 | ||
| TK Teekay Corp | None (or less than $1,001) | None (or less than $201) | 9.44 | ||
| MUSA Murphy USA Inc | None (or less than $1,001) | None (or less than $201) | 9.45 | ||
| CNQ Canadian Natural Resources Ltd | None (or less than $1,001) | None (or less than $201) | 9.46 | ||
| AGESY Ageas SA/ NV (insurance), ADR | None (or less than $1,001) | None (or less than $201) | 9.47 | ||
| HNNMY Hennes & Mauritz AB (fashion retailer), ADR | None (or less than $1,001) | None (or less than $201) | 9.48 | ||
| TKC Turkcell AS | None (or less than $1,001) | None (or less than $201) | 9.49 | ||
| BX Blackstone, Inc. | None (or less than $1,001) | None (or less than $201) | 9.50 | ||
| BNPQY BNP Paribas (financial services). ADR | None (or less than $1,001) | None (or less than $201) | 9.51 | ||
| TRAK ReposiTrak Inc | None (or less than $1,001) | None (or less than $201) | 9.52 | ||
| EXPD Expeditors International of Washington Inc | None (or less than $1,001) | None (or less than $201) | 9.53 | ||
| HUM HUMANA INC | None (or less than $1,001) | None (or less than $201) | Divested subsequent to filing this report | 9.54 | |
| CX CEMEX S.A.B. de C.V. (building materials), ADR | None (or less than $1,001) | None (or less than $201) | 9.55 | ||
| NVZMY Novozymes A/S (biotechnology), ADR | None (or less than $1,001) | None (or less than $201) | 9.56 | ||
| HSBC HSBC Holdings PLC (financial services). ADR | None (or less than $1,001) | None (or less than $201) | 9.57 | ||
| CACI CACI Inc Cl A | None (or less than $1,001) | None (or less than $201) | 9.58 | ||
| EXP Eagle Materials Inc | None (or less than $1,001) | None (or less than $201) | 9.59 | ||
| VLGEA Village Super Market Inc | None (or less than $1,001) | None (or less than $201) | 9.60 | ||
| KB KB Financial Group Inc | None (or less than $1,001) | None (or less than $201) | 9.61 | ||
| SGPYY The Sage Group PLC (business management solutions), ADR | None (or less than $1,001) | None (or less than $201) | 9.62 | ||
| WDFC WD-40 Co | None (or less than $1,001) | None (or less than $201) | 9.63 | ||
| WTS Watts Water Technologies Inc | None (or less than $1,001) | None (or less than $201) | 9.64 | ||
| SPG Simon Property Group | None (or less than $1,001) | None (or less than $201) | 9.65 | ||
| LYG Lloyds TSB Group (financial services). ADR | None (or less than $1,001) | None (or less than $201) | 9.66 | ||
| NTAP NetApp, Inc | None (or less than $1,001) | None (or less than $201) | 9.67 | ||
| LYTS LSI Industries Inc | None (or less than $1,001) | None (or less than $201) | 9.68 | ||
| ICE INTERCONTINENTAL EXCHANGE INC | None (or less than $1,001) | None (or less than $201) | 9.69 | ||
| L Loews Corporation | None (or less than $1,001) | None (or less than $201) | 9.70 | ||
| GD General Dynamics Corp | None (or less than $1,001) | None (or less than $201) | Divested subsequent to filing this report | 9.71 | |
| MAR Marriott International | None (or less than $1,001) | None (or less than $201) | 9.72 | ||
| BBW Build-A-Bear Workshop Inc | None (or less than $1,001) | None (or less than $201) | 9.73 | ||
| COR Cencora Inc. | None (or less than $1,001) | None (or less than $201) | 9.74 | ||
| MARUY Marubeni Corp (general trading company), ADR | None (or less than $1,001) | None (or less than $201) | 9.75 | ||
| PDEX Pro-Dex Inc | None (or less than $1,001) | None (or less than $201) | 9.76 | ||
| UHS Universal Hlth Svcs Cl B | None (or less than $1,001) | None (or less than $201) | 9.77 | ||
| JBSAY JBS S.A. (protein processing), ADR | None (or less than $1,001) | None (or less than $201) | 9.78 | ||
| CALM Cal-Maine Foods Inc | None (or less than $1,001) | None (or less than $201) | 9.79 | ||
| MSCI MSCI Inc | None (or less than $1,001) | None (or less than $201) | 9.80 | ||
| NEE NextEra Energy, Inc. Common | None (or less than $1,001) | None (or less than $201) | 9.81 | ||
| ACR ACRES Commercial Realty Corp | None (or less than $1,001) | None (or less than $201) | 9.82 | ||
| ADSK Autodesk Inc | None (or less than $1,001) | None (or less than $201) | 9.83 | ||
| BRC Brady Corp | None (or less than $1,001) | None (or less than $201) | 9.84 | ||
| GHM Graham Corp | None (or less than $1,001) | None (or less than $201) | 9.85 | ||
| CF CF Industries Holdings, Inc | None (or less than $1,001) | None (or less than $201) | 9.86 | ||
| BIIB Biogen Idec Inc | None (or less than $1,001) | None (or less than $201) | 9.87 | ||
| CI Cigna Corp | None (or less than $1,001) | None (or less than $201) | 9.88 | ||
| TKGBY Turkiye Garanti Bankasi A.S. Sponsored (financial services). ADR | None (or less than $1,001) | None (or less than $201) | 9.89 | ||
| USB U.S. Bancorp | None (or less than $1,001) | None (or less than $201) | 9.90 | ||
| INTC Intel Corp. | None (or less than $1,001) | None (or less than $201) | 9.91 | ||
| BPOP POPULAR INC | None (or less than $1,001) | None (or less than $201) | 9.92 | ||
| MWA Mueller Water Products Inc | None (or less than $1,001) | None (or less than $201) | 9.93 | ||
| MKTX MarketAxess Holdings Inc. | None (or less than $1,001) | None (or less than $201) | 9.94 | ||
| NEU NewMarket Corp | None (or less than $1,001) | None (or less than $201) | 9.95 | ||
| SSNC SS&C Technologies Holdings Inc | None (or less than $1,001) | None (or less than $201) | 9.96 | ||
| BDRFY Beiersdorf AG (personal care product development), ADR | None (or less than $1,001) | None (or less than $201) | 9.97 | ||
| NREF NexPoint Real Estate Finance Inc | None (or less than $1,001) | None (or less than $201) | 9.98 | ||
| CDNS Cadence Design Systems, Inc | None (or less than $1,001) | None (or less than $201) | 9.99 | ||
| EFXT Enerflex Ltd | None (or less than $1,001) | None (or less than $201) | 9.100 | ||
| ODC Oil-Dri Corp of America | None (or less than $1,001) | None (or less than $201) | 9.101 | ||
| BRO Brown & Brown Inc | None (or less than $1,001) | None (or less than $201) | 9.102 | ||
| MPC Marathon Petroleum Corp. | None (or less than $1,001) | None (or less than $201) | 9.103 | ||
| SINGY Singapore Airlines Ltd (transportation services), ADR | None (or less than $1,001) | None (or less than $201) | 9.104 | ||
| ETN Eaton Corporation PLC | None (or less than $1,001) | None (or less than $201) | 9.105 | ||
| YAHOY LY Corporation (internet). ADR | None (or less than $1,001) | None (or less than $201) | 9.106 | ||
| PCAR Paccar Inc | None (or less than $1,001) | None (or less than $201) | 9.107 | ||
| CSWI CSW Industrials Inc | None (or less than $1,001) | None (or less than $201) | 9.108 | ||
| GIII G-III Apparel Group Ltd | None (or less than $1,001) | None (or less than $201) | 9.109 | ||
| BDORY Banco Do Brasil (financial services), ADR | None (or less than $1,001) | None (or less than $201) | 9.110 | ||
| MSADY MS&AD Insurance Group Holdings Inc (insurance), ADR | None (or less than $1,001) | None (or less than $201) | 9.111 | ||
| HRB H&R Block, Inc. | None (or less than $1,001) | None (or less than $201) | 9.112 | ||
| AMRX Amneal Pharmaceuticals Inc Com | None (or less than $1,001) | None (or less than $201) | 9.113 | ||
| UNP Union Pacific Corp | None (or less than $1,001) | None (or less than $201) | 9.114 | ||
| UCBJY UCB S.A. (biopharmaceuticals), ADR | None (or less than $1,001) | None (or less than $201) | 9.115 | ||
| THNPY Technip Energies NV (engineering and technology), ADR | None (or less than $1,001) | None (or less than $201) | 9.116 | ||
| WSM Williams-Sonoma | None (or less than $1,001) | None (or less than $201) | 9.117 | ||
| TIMB Tim S.A. | None (or less than $1,001) | None (or less than $201) | 9.118 | ||
| CAT Caterpillar Inc. | None (or less than $1,001) | None (or less than $201) | 9.119 | ||
| SHW The Sherwin-Williams Co. | None (or less than $1,001) | None (or less than $201) | 9.120 | ||
| SGI Somnigroup International Inc | None (or less than $1,001) | None (or less than $201) | 9.121 | ||
| BH Biglari Holdings Inc | None (or less than $1,001) | None (or less than $201) | 9.122 | ||
| RSG Republic Services Inc | None (or less than $1,001) | None (or less than $201) | 9.123 | ||
| EXEL EXELIXIS INC | None (or less than $1,001) | None (or less than $201) | 9.124 | ||
| ITIC Investors Title Co | None (or less than $1,001) | None (or less than $201) | 9.125 | ||
| APO Apollo Global Management Inc | None (or less than $1,001) | None (or less than $201) | 9.126 | ||
| AFL Aflac Inc | None (or less than $1,001) | None (or less than $201) | 9.127 | ||
| SAN Banco Santander, S.A. | None (or less than $1,001) | None (or less than $201) | 9.128 | ||
| G Genpact Limited | None (or less than $1,001) | None (or less than $201) | 9.129 | ||
| MMYT MakeMyTrip Ltd | None (or less than $1,001) | None (or less than $201) | 9.130 | ||
| BAH Booz Allen Hamilton | None (or less than $1,001) | None (or less than $201) | 9.131 | ||
| LGRDY Legrand SA (building infrastructure manufacturing), ADR | None (or less than $1,001) | None (or less than $201) | 9.132 | ||
| EZPW Ezcorp Inc Cl A Non Vtg | None (or less than $1,001) | None (or less than $201) | 9.133 | ||
| MIDD The Middleby Corp | None (or less than $1,001) | None (or less than $201) | 9.134 | ||
| NDEKY Nitto Denko Corp (adhesive tapes), ADR | None (or less than $1,001) | None (or less than $201) | 9.135 | ||
| EBMT Eagle Bancorp Montana Inc | None (or less than $1,001) | None (or less than $201) | 9.136 | ||
| TCEHY Tencent Holdings Ltd (technology and holding), ADR | None (or less than $1,001) | None (or less than $201) | 9.137 | ||
| FUJHY Subaru Corp (automobile and aerospace manufacturing), ADR | None (or less than $1,001) | None (or less than $201) | 9.138 | ||
| PAYX Paychex Inc | None (or less than $1,001) | None (or less than $201) | 9.139 | ||
| CGAU Centerra Gold Inc | None (or less than $1,001) | None (or less than $201) | 9.140 | ||
| FER FERROVIAL ORD | None (or less than $1,001) | None (or less than $201) | 9.141 | ||
| HMC Honda Motor Co. Ltd (vehicle manufacturing). ADR | None (or less than $1,001) | None (or less than $201) | 9.142 | ||
| WF Woori Financial Group Inc | None (or less than $1,001) | None (or less than $201) | 9.143 | ||
| LPLA LPL Financial Holdings Inc | None (or less than $1,001) | None (or less than $201) | 9.144 | ||
| JCI Johnson Controls International PLC | None (or less than $1,001) | None (or less than $201) | 9.145 | ||
| KCDMY Kimberly-Clark de Mexico (disposable products manufacturing), ADR | None (or less than $1,001) | None (or less than $201) | 9.146 | ||
| SYK Stryker Corp | None (or less than $1,001) | None (or less than $201) | 9.147 | ||
| SHG Shinhan Financial Group | None (or less than $1,001) | None (or less than $201) | 9.148 | ||
| AIZ Assurant Inc | None (or less than $1,001) | None (or less than $201) | 9.149 | ||
| AMGN Amgen, Inc. | None (or less than $1,001) | None (or less than $201) | 9.150 | ||
| DIS Walt Disney Company | None (or less than $1,001) | None (or less than $201) | 9.151 | ||
| MLI Mueller Industries Inc | None (or less than $1,001) | None (or less than $201) | 9.152 | ||
| MPAA Motorcar Parts of America Inc | None (or less than $1,001) | None (or less than $201) | 9.153 | ||
| CME CME Group Inc. Common | None (or less than $1,001) | None (or less than $201) | 9.154 | ||
| VMC Vulcan Materials Company | None (or less than $1,001) | None (or less than $201) | 9.155 | ||
| DFS Discover Financial Services | None (or less than $1,001) | None (or less than $201) | 9.156 | ||
| FR First Industrial Realty Trust Inc | None (or less than $1,001) | None (or less than $201) | 9.157 | ||
| BAESY BAE Systems PLC (defense and aerospace). ADR | None (or less than $1,001) | None (or less than $201) | Divested subsequent to filing this report | 9.158 | |
| DNBBY DNB Bank ASA (financial services). ADR | None (or less than $1,001) | None (or less than $201) | 9.159 | ||
| CHTR Charter Communications | None (or less than $1,001) | None (or less than $201) | 9.160 | ||
| VRSN Verisign Inc | None (or less than $1,001) | None (or less than $201) | 9.161 | ||
| WOR Worthington Enterprises Inc. | None (or less than $1,001) | None (or less than $201) | 9.162 | ||
| PGR The Progressive Corp. | None (or less than $1,001) | None (or less than $201) | 9.163 | ||
| TT TRANE TECHNOLOGIES PLC | None (or less than $1,001) | None (or less than $201) | 9.164 | ||
| VRTX Vertex Pharmaceuticals, Inc. | None (or less than $1,001) | None (or less than $201) | 9.165 | ||
| TSCDY Tesco PLC (groceries and merchandise retailer), ADR | None (or less than $1,001) | None (or less than $201) | 9.166 | ||
| CHKP Check Pt Software Tech | None (or less than $1,001) | None (or less than $201) | 9.167 | ||
| CXW CoreCivic Inc | None (or less than $1,001) | None (or less than $201) | 9.168 | ||
| HON Honeywell International | None (or less than $1,001) | None (or less than $201) | 9.169 | ||
| CRWD CrowdStrike Holdings Inc | None (or less than $1,001) | None (or less than $201) | 9.170 | ||
| ELS Equity Lifestyle Properties Inc | None (or less than $1,001) | None (or less than $201) | 9.171 | ||
| WM Waste Management Inc. | None (or less than $1,001) | None (or less than $201) | 9.172 | ||
| DOX Amdocs Limited | None (or less than $1,001) | None (or less than $201) | 9.173 | ||
| LMT Lockheed Martin Corp. | None (or less than $1,001) | None (or less than $201) | 9.174 | ||
| BACHY Bank Of China Ltd (financial services), ADR | None (or less than $1,001) | None (or less than $201) | 9.175 | ||
| AVY Avery Dennison Corp | None (or less than $1,001) | None (or less than $201) | 9.176 | ||
| VRSK Verisk Analytics, Inc. | None (or less than $1,001) | None (or less than $201) | 9.177 | ||
| KGC Kinross Gold Corp | None (or less than $1,001) | None (or less than $201) | 9.178 | ||
| TTC The Toro Co | None (or less than $1,001) | None (or less than $201) | 9.179 | ||
| KOF Coca-Cola FEMSA SAB de CV | None (or less than $1,001) | None (or less than $201) | 9.180 | ||
| IX ORIX Corp | None (or less than $1,001) | None (or less than $201) | 9.181 | ||
| ATR AptarGroup Inc | None (or less than $1,001) | None (or less than $201) | 9.182 | ||
| CM Canadian Imperial Bank of Commerce | None (or less than $1,001) | None (or less than $201) | 9.183 | ||
| SEIC SEI Investments Co. | None (or less than $1,001) | None (or less than $201) | 9.184 | ||
| FDS FactSet Research Systems Inc. | None (or less than $1,001) | None (or less than $201) | 9.185 | ||
| BKTI BK Technologies Corp | None (or less than $1,001) | None (or less than $201) | 9.186 | ||
| MCD McDonalds Corporation | None (or less than $1,001) | None (or less than $201) | 9.187 | ||
| ZTS Zoetis, Inc | None (or less than $1,001) | None (or less than $201) | 9.188 | ||
| MATX Matson Inc | None (or less than $1,001) | None (or less than $201) | 9.189 | ||
| CRAI CRA International Inc | None (or less than $1,001) | None (or less than $201) | 9.190 | ||
| BABA Alibaba Group Holding Ltd (technology) ADR | None (or less than $1,001) | None (or less than $201) | 9.191 | ||
| STX Seagate Technology | None (or less than $1,001) | None (or less than $201) | 9.192 | ||
| ORLA Orla Mining Ltd | None (or less than $1,001) | None (or less than $201) | 9.193 | ||
| SFM Sprouts Farmers Market Inc | None (or less than $1,001) | None (or less than $201) | 9.194 | ||
| MSA MSA Safety Inc | None (or less than $1,001) | None (or less than $201) | 9.195 | ||
| ARZGY Assicurazioni Generali S.p.A. (insurance), ADR | None (or less than $1,001) | None (or less than $201) | 9.196 | ||
| LH Laboratory Corp of America Holdings | None (or less than $1,001) | None (or less than $201) | 9.197 | ||
| SBGSY Schneider Electric SE (energy). ADR | None (or less than $1,001) | None (or less than $201) | 9.198 | ||
| AJG Arthur J. Gallagher & Co | None (or less than $1,001) | None (or less than $201) | 9.199 | ||
| SMNEY Siemens Energy (energy). ADR | None (or less than $1,001) | None (or less than $201) | 9.200 | ||
| OC Owens Corning Inc | None (or less than $1,001) | None (or less than $201) | 9.201 | ||
| SKYW SkyWest Inc | $1,001 - $15,000 | None (or less than $201) | 9.202 | ||
| SPGI S&P Global Inc. | $1,001 - $15,000 | None (or less than $201) | 9.203 | ||
| NOW SERVICENOW INC | $1,001 - $15,000 | None (or less than $201) | 9.204 | ||
| MMM 3M | $1,001 - $15,000 | None (or less than $201) | 9.205 | ||
| CMCSA Comcast Corp | $1,001 - $15,000 | None (or less than $201) | 9.206 | ||
| ATGE Adtalem Global Ed Inc | $1,001 - $15,000 | None (or less than $201) | 9.207 | ||
| STN Stantec Inc | $1,001 - $15,000 | None (or less than $201) | 9.208 | ||
| INFY Infosys Ltd | $1,001 - $15,000 | None (or less than $201) | 9.209 | ||
| AON Aon PLC | $1,001 - $15,000 | None (or less than $201) | 9.210 | ||
| AMD Advanced Micro Devices, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.211 | ||
| HLI Houlihan Lokey Inc | $1,001 - $15,000 | None (or less than $201) | 9.212 | ||
| EQH Equitable Holdings Inc | $1,001 - $15,000 | None (or less than $201) | 9.213 | ||
| ICL ICL Group Ltd | $1,001 - $15,000 | None (or less than $201) | 9.214 | ||
| MTZ MasTec Inc | $1,001 - $15,000 | None (or less than $201) | 9.215 | ||
| LRCX Lam Research Corp | $1,001 - $15,000 | None (or less than $201) | 9.216 | ||
| CHE Chemed Corp | $1,001 - $15,000 | None (or less than $201) | 9.217 | ||
| DELL Dell Computer Corp | $1,001 - $15,000 | None (or less than $201) | 9.218 | ||
| CBSH Commerce Bancshares Inc | $1,001 - $15,000 | None (or less than $201) | 9.219 | ||
| SBAC SBA Communications Corp | $1,001 - $15,000 | None (or less than $201) | 9.220 | ||
| TLGPY Telstra Group (telecommunication). ADR | $1,001 - $15,000 | None (or less than $201) | 9.221 | ||
| OPHLY Ono Pharmaceutical Co Ltd (pharmaceuticals), ADR | $1,001 - $15,000 | None (or less than $201) | 9.222 | ||
| GELYY Geely Automobile Holdings Ltd (automobile), ADR | $1,001 - $15,000 | None (or less than $201) | 9.223 | ||
| TNL Travel+Leisure Co | $1,001 - $15,000 | None (or less than $201) | 9.224 | ||
| CB Chubb Corporation | $1,001 - $15,000 | None (or less than $201) | 9.225 | ||
| RYCEY Rolls-Royce Holdings PLC (power system manufacturing), ADR | $1,001 - $15,000 | None (or less than $201) | 9.226 | ||
| ACIW ACI Worldwide Inc | $1,001 - $15,000 | None (or less than $201) | 9.227 | ||
| SCHW The Charles Schwab Corp. | $1,001 - $15,000 | None (or less than $201) | 9.228 | ||
| AXAHY AXA SA (insurance), ADR | $1,001 - $15,000 | None (or less than $201) | 9.229 | ||
| ADI ANALOG DEVICES INC | $1,001 - $15,000 | None (or less than $201) | 9.230 | ||
| BKR Baker Hughes Co | $1,001 - $15,000 | None (or less than $201) | 9.231 | ||
| HNI HNI Corp | $1,001 - $15,000 | None (or less than $201) | 9.232 | ||
| BK Bank Of New York Co Inc | $1,001 - $15,000 | None (or less than $201) | 9.233 | ||
| MU Micron Technology Inc | $1,001 - $15,000 | None (or less than $201) | 9.234 | ||
| COKE Coca-Cola Consolidated Inc | $1,001 - $15,000 | None (or less than $201) | 9.235 | ||
| AIT Applied Industrial Technologies, Inc | $1,001 - $15,000 | None (or less than $201) | 9.236 | ||
| SAP SAP Aktiengesell (software)ADR | $1,001 - $15,000 | None (or less than $201) | 9.237 | ||
| TLSNY Telia Company AB (telecommunications), ADR | $1,001 - $15,000 | None (or less than $201) | 9.238 | ||
| DBX Dropbox Inc | $1,001 - $15,000 | None (or less than $201) | 9.239 | ||
| KMB Kimberly-Clark Corp. | $1,001 - $15,000 | None (or less than $201) | 9.240 | ||
| CTSH Cognizant Technology Solutions Corp. | $1,001 - $15,000 | None (or less than $201) | 9.241 | ||
| SKM SK Telecom Co Ltd | $1,001 - $15,000 | None (or less than $201) | 9.242 | ||
| BA Boeing Company | $1,001 - $15,000 | None (or less than $201) | 9.243 | ||
| UNH United Healthcare Group | $1,001 - $15,000 | None (or less than $201) | 9.244 | ||
| SGAPY Singapore Telecommunications Ltd. (telecommunications). ADR | $1,001 - $15,000 | None (or less than $201) | 9.245 | ||
| LNVGY Lenovo Group Ltd (electronics), ADR | $1,001 - $15,000 | None (or less than $201) | 9.246 | ||
| ERJ Embraer SA (aerospace manufacturer). ADR | $1,001 - $15,000 | None (or less than $201) | 9.247 | ||
| PNC PNC Bank Corp | $1,001 - $15,000 | None (or less than $201) | 9.248 | ||
| ASCCY ASICS Corp (sportswear production), ADR | $1,001 - $15,000 | None (or less than $201) | 9.249 | ||
| HEINY Heineken NV (brewing company), ADR | $1,001 - $15,000 | None (or less than $201) | 9.250 | ||
| MAKSY Marks & Spencer Group PLC (retailer). ADR | $1,001 - $15,000 | None (or less than $201) | 9.251 | ||
| BBVA Banco Bilbao Vizcaya Argentaria, S.A. | $1,001 - $15,000 | None (or less than $201) | 9.252 | ||
| IBM IBM | $1,001 - $15,000 | None (or less than $201) | 9.253 | ||
| CASY Casey s General Stores Inc | $1,001 - $15,000 | None (or less than $201) | 9.254 | ||
| INTU Intuit Inc. | $1,001 - $15,000 | None (or less than $201) | 9.255 | ||
| JAPAY Japan Tobacco Inc (tobacco), ADR | $1,001 - $15,000 | None (or less than $201) | 9.256 | ||
| WFAFY Wesfarmers Ltd (grocery and merchandise retail), ADR | $1,001 - $15,000 | None (or less than $201) | 9.257 | ||
| ORLY O'Reilly Automotive Inc | $1,001 - $15,000 | None (or less than $201) | 9.258 | ||
| MMC Marsh & Mc Lennan Co Inc | $1,001 - $15,000 | None (or less than $201) | 9.259 | ||
| PKG Packaging Corp of America | $1,001 - $15,000 | None (or less than $201) | 9.260 | ||
| SONY Sony Group Corp | $1,001 - $15,000 | None (or less than $201) | 9.261 | ||
| EGP EastGroup Properties Inc | $1,001 - $15,000 | None (or less than $201) | 9.262 | ||
| EXPE Expedia Inc. | $1,001 - $15,000 | None (or less than $201) | 9.263 | ||
| EAT Brinker International | $1,001 - $15,000 | None (or less than $201) | 9.264 | ||
| GTX Garrett Motion Inc | $1,001 - $15,000 | None (or less than $201) | 9.265 | ||
| UBS UBS AG | $1,001 - $15,000 | None (or less than $201) | 9.266 | ||
| COF Capital One Financial | $1,001 - $15,000 | None (or less than $201) | 9.267 | ||
| MTG M G I C Investment Corp | $1,001 - $15,000 | None (or less than $201) | 9.268 | ||
| AMAT Applied Materials, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.269 | ||
| KR The Kroger Co. | $1,001 - $15,000 | None (or less than $201) | 9.270 | ||
| FIX Comfort Systems USA Inc | $1,001 - $15,000 | None (or less than $201) | 9.271 | ||
| ABBV AbbVie Inc | $1,001 - $15,000 | None (or less than $201) | 9.272 | ||
| JKHY Henry Jack & Assoc Inc | $1,001 - $15,000 | None (or less than $201) | 9.273 | ||
| MCO Moody's Corporation | $1,001 - $15,000 | None (or less than $201) | 9.274 | ||
| OVCHY Oversea-Chinese Banking Corp Ltd (financial services), ADR | $1,001 - $15,000 | None (or less than $201) | 9.275 | ||
| CRM Salesforce, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.276 | ||
| PINC Premier Inc | $1,001 - $15,000 | None (or less than $201) | 9.277 | ||
| AEM Agnico Eagle Mines Ltd | $1,001 - $15,000 | None (or less than $201) | 9.278 | ||
| NVS Novartis AG (pharmaceutical). ADR | $1,001 - $15,000 | None (or less than $201) | 9.279 | ||
| ALSN Allison Transmission Holdings, Inc | $1,001 - $15,000 | None (or less than $201) | 9.280 | ||
| FJTSY Fujitsu Ltd (communication technology), ADR | $1,001 - $15,000 | None (or less than $201) | 9.281 | ||
| PM Philip Morris Int'l Inc. | $1,001 - $15,000 | None (or less than $201) | 9.282 | ||
| EXPGY Experian PLC | $1,001 - $15,000 | None (or less than $201) | 9.283 | ||
| DE Deere & Co. | $1,001 - $15,000 | None (or less than $201) | 9.284 | ||
| ORI Old Republic Intl Corp | $1,001 - $15,000 | None (or less than $201) | 9.285 | ||
| UNM Unum Group | $1,001 - $15,000 | None (or less than $201) | 9.286 | ||
| JOYY Joyy (software). ADR | $1,001 - $15,000 | None (or less than $201) | 9.287 | ||
| FHI Federated Hermes, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.288 | ||
| HUBB Hubbell, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.289 | ||
| KAOOY Kao Corp (chemical and cosmetics), ADR | $1,001 - $15,000 | None (or less than $201) | 9.290 | ||
| VCTR Victory Capital Holdings Inc | $1,001 - $15,000 | None (or less than $201) | 9.291 | ||
| GE General Electric Co. | $1,001 - $15,000 | None (or less than $201) | 9.292 | ||
| JD JD.com, Inc. (e-commerce). ADR | $1,001 - $15,000 | None (or less than $201) | 9.293 | ||
| TRV Travelers Companies Inc. | $1,001 - $15,000 | None (or less than $201) | 9.294 | ||
| REG Regency Centers Corp | $1,001 - $15,000 | None (or less than $201) | 9.295 | ||
| IMBBY Imperial Brands Plc (tobacco), ADR | $1,001 - $15,000 | None (or less than $201) | 9.296 | ||
| AIG American Intl Group Inc | $1,001 - $15,000 | None (or less than $201) | 9.297 | ||
| ULTA ULTA BEAUTY INC | $1,001 - $15,000 | None (or less than $201) | 9.298 | ||
| TMUS T-Mobile US, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.299 | ||
| ATHM Autohome Inc | $1,001 - $15,000 | None (or less than $201) | 9.300 | ||
| FINV FinVolution Group | $1,001 - $15,000 | None (or less than $201) | 9.301 | ||
| DWAHY Daiwa House Industry Co Ltd (construction), ADR | $1,001 - $15,000 | None (or less than $201) | 9.302 | ||
| BMY Bristol-Myers Squibb Co. | $1,001 - $15,000 | None (or less than $201) | 9.303 | ||
| HLN Haleon PLC (healthcare) ADR | $1,001 - $15,000 | None (or less than $201) | 9.304 | ||
| TJX TJX Companies Inc | $1,001 - $15,000 | None (or less than $201) | 9.305 | ||
| FI Fiserv Inc | $1,001 - $15,000 | None (or less than $201) | 9.306 | ||
| UBER UBER TECHNOLOGIES INC | $1,001 - $15,000 | None (or less than $201) | 9.307 | ||
| TSM Taiwan Semiconductr (semiconductor manufacturer). ADR | $1,001 - $15,000 | None (or less than $201) | 9.308 | ||
| THC Tenet Healthcare Corp. | $1,001 - $15,000 | None (or less than $201) | 9.309 | ||
| CSCO Cisco Systems, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.310 | ||
| BBDO Bank Bradesco SA (financial services), ADR | $1,001 - $15,000 | None (or less than $201) | 9.311 | ||
| LX LexinFintech Holdings Ltd (financial services), ADR | $1,001 - $15,000 | None (or less than $201) | 9.312 | ||
| VZ Verizon Communications, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.313 | ||
| RGLD Royal Gold Inc | $1,001 - $15,000 | None (or less than $201) | 9.314 | ||
| IBEX IBEX Limited | $1,001 - $15,000 | None (or less than $201) | 9.315 | ||
| EMR Emerson Electric Co. | $1,001 - $15,000 | None (or less than $201) | 9.316 | ||
| LDOS Leidos Holdings, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.317 | ||
| ITRN Ituran Location and Control Ltd | $1,001 - $15,000 | None (or less than $201) | 9.318 | ||
| AMT American Tower Corp | $1,001 - $15,000 | None (or less than $201) | 9.319 | ||
| LMB Limbach Holdings Inc | $1,001 - $15,000 | None (or less than $201) | 9.320 | ||
| ADP Automatic Data Processing | $1,001 - $15,000 | None (or less than $201) | 9.321 | ||
| KNYJY Kone Oyj (engineering). ADR | $1,001 - $15,000 | None (or less than $201) | 9.322 | ||
| MURGY Munchener Ruckversicherungs- Gesellschaft AG (insurance) ADR | $1,001 - $15,000 | None (or less than $201) | 9.323 | ||
| MFC Manulife Financial Corp | $1,001 - $15,000 | None (or less than $201) | 9.324 | ||
| RL Ralph Lauren Corp | $1,001 - $15,000 | None (or less than $201) | 9.325 | ||
| MIELY Mitsubishi Electric Corp (electronics and equipment manufacturing), ADR | $1,001 - $15,000 | None (or less than $201) | 9.326 | ||
| UAL United Airlines Holdings, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.327 | ||
| BR Broadridge Financial Solutions | $1,001 - $15,000 | None (or less than $201) | 9.328 | ||
| PANW Palo Alto Networks Inc | $1,001 - $15,000 | None (or less than $201) | 9.329 | ||
| TS Tenaris S.A. | $1,001 - $15,000 | None (or less than $201) | 9.330 | ||
| BLDR Builders FirstSource Inc | $1,001 - $15,000 | None (or less than $201) | 9.331 | ||
| MET MetLife Inc | $1,001 - $15,000 | None (or less than $201) | 9.332 | ||
| VIV Telefonica Brasil S.A. | $1,001 - $15,000 | None (or less than $201) | 9.333 | ||
| NVO Novo-Nordisk A-S (pharmaceutical) ADR | $1,001 - $15,000 | None (or less than $201) | 9.334 | ||
| MTSUY MITSUBISHI UNSPNSR (general trading). ADR | $1,001 - $15,000 | None (or less than $201) | 9.335 | ||
| GILD Gilead Sciences Inc | $1,001 - $15,000 | None (or less than $201) | 9.336 | ||
| CSL Carlisle Companies Inc | $1,001 - $15,000 | None (or less than $201) | 9.337 | ||
| ECL ECOLAB INC | $1,001 - $15,000 | None (or less than $201) | 9.338 | ||
| INGR Ingredion Inc | $1,001 - $15,000 | None (or less than $201) | 9.339 | ||
| MCK Mckesson Corp | $1,001 - $15,000 | None (or less than $201) | 9.340 | ||
| TWLO Twilio Inc | $1,001 - $15,000 | None (or less than $201) | 9.341 | ||
| T AT&T, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.342 | ||
| VIPS Vipshop Holdings Ltd (online discount retail), ADR | $1,001 - $15,000 | None (or less than $201) | 9.343 | ||
| CBOE Cboe Global Markets, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.344 | ||
| UNCRY UniCredit S.p.A. (banking), ADR | $1,001 - $15,000 | None (or less than $201) | 9.345 | ||
| LLY Eli Lilly & Company | $1,001 - $15,000 | None (or less than $201) | 9.346 | ||
| GVDNY Givaudan SA (cosmetic manufacturing), ADR | $1,001 - $15,000 | None (or less than $201) | 9.347 | ||
| IDCC InterDigital Inc | $1,001 - $15,000 | None (or less than $201) | 9.348 | ||
| PRI Primerica Inc | $1,001 - $15,000 | None (or less than $201) | 9.349 | ||
| DBOEY Deutsche Boerse AG (financial exchange), ADR | $1,001 - $15,000 | None (or less than $201) | 9.350 | ||
| DB Deutsche Bank AG (financial services). ADR | $1,001 - $15,000 | None (or less than $201) | 9.351 | ||
| CAH CARDINAL HEALTH INC | $1,001 - $15,000 | None (or less than $201) | 9.352 | ||
| LIN LINDE PLC | $1,001 - $15,000 | None (or less than $201) | 9.353 | ||
| BXBLY Brambles Ltd (supply-chain logistics), ADR | $1,001 - $15,000 | None (or less than $201) | 9.354 | ||
| SYF Synchrony Financial | $1,001 - $15,000 | None (or less than $201) | 9.355 | ||
| ORCL Oracle Corporation | $1,001 - $15,000 | None (or less than $201) | 9.356 | ||
| KO Coca-Cola Company | $1,001 - $15,000 | None (or less than $201) | 9.357 | ||
| WTKWY Wolters Kluwer N.V. (information services), ADR | $1,001 - $15,000 | None (or less than $201) | 9.358 | ||
| ALIZY Allianz SE (financial services). ADR | $1,001 - $15,000 | None (or less than $201) | 9.359 | ||
| FAST Fastenal Co. | $1,001 - $15,000 | None (or less than $201) | 9.360 | ||
| RTX RTX Corp | $1,001 - $15,000 | None (or less than $201) | 9.361 | ||
| PBR Petroleo Brasileiro S.A. (oil and gas), ADR | $1,001 - $15,000 | $201 - $1,000 | Dividends | 9.362 | |
| KLAC KLA Corp | $1,001 - $15,000 | None (or less than $201) | 9.363 | ||
| WMT Wal-Mart Stores Inc. | $1,001 - $15,000 | None (or less than $201) | 9.364 | ||
| CRH CRHPLC (building materials). ADR | $1,001 - $15,000 | None (or less than $201) | 9.365 | ||
| RELX RELX PLC | $1,001 - $15,000 | None (or less than $201) | 9.366 | ||
| GDDY GoDaddy Inc | $1,001 - $15,000 | None (or less than $201) | 9.367 | ||
| NWG NatWest Group PLC | $1,001 - $15,000 | None (or less than $201) | 9.368 | ||
| JBL Jabil Inc. | $1,001 - $15,000 | None (or less than $201) | 9.369 | ||
| IDCBY Industrial And Commercial Bank Of China Ltd (financial services), ADR | $1,001 - $15,000 | None (or less than $201) | 9.370 | ||
| HIG Hartford Insurance Group Inc | $1,001 - $15,000 | None (or less than $201) | 9.371 | ||
| SPOT SPOTIFY TECHNOLOGY SA | $1,001 - $15,000 | None (or less than $201) | 9.372 | ||
| HOCPY Hoya Corporation (optical manufacturing). ADR | $1,001 - $15,000 | None (or less than $201) | 9.373 | ||
| GIB CGI Inc | $1,001 - $15,000 | None (or less than $201) | 9.374 | ||
| MDT Medtronic Inc | $1,001 - $15,000 | None (or less than $201) | 9.375 | ||
| KDDIY KDDI Corp (telecommunications), ADR | $1,001 - $15,000 | None (or less than $201) | 9.376 | ||
| BSX Boston Scientific Inc | $1,001 - $15,000 | None (or less than $201) | 9.377 | ||
| EME EMCOR Group, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.378 | ||
| EOG EOG Resources Inc | $1,001 - $15,000 | None (or less than $201) | 9.379 | ||
| PHM Pultegroup Inc | $1,001 - $15,000 | None (or less than $201) | 9.380 | ||
| AIQUY L'Air Liquide SA (gas). ADR | $1,001 - $15,000 | None (or less than $201) | 9.381 | ||
| GOOG Google Inc. Class C | $1,001 - $15,000 | None (or less than $201) | 9.382 | ||
| KT KT Corporation | $1,001 - $15,000 | None (or less than $201) | 9.383 | ||
| BTI British American Tobacco PLC (tobacco) ADR | $1,001 - $15,000 | $201 - $1,000 | Dividends | 9.384 | |
| BCS Barclays Bank PLC (financial services). ADR | $1,001 - $15,000 | None (or less than $201) | 9.385 | ||
| ACGBY Agricultural Bank of China Ltd (financial services), ADR | $1,001 - $15,000 | None (or less than $201) | 9.386 | ||
| AAVMY ABN AMRO Bank N.V. (financial services). ADR | $1,001 - $15,000 | None (or less than $201) | 9.387 | ||
| WFC Wells Fargo & Co. | $1,001 - $15,000 | None (or less than $201) | 9.388 | ||
| QCOM Qualcomm Inc | $1,001 - $15,000 | None (or less than $201) | 9.389 | ||
| NSRGY Nestle SA Reg B (food and beverage). ADR | $1,001 - $15,000 | None (or less than $201) | 9.390 | ||
| XOM Exxon Mobil Corporation | $1,001 - $15,000 | None (or less than $201) | 9.391 | ||
| ADRNY Koninklijke Ahold Delhaize N.V. (food retail). ADR | $1,001 - $15,000 | None (or less than $201) | 9.392 | ||
| HCA HCA Healthcare Inc | $1,001 - $15,000 | None (or less than $201) | 9.393 | ||
| EBAY EBAY INC | $1,001 - $15,000 | None (or less than $201) | 9.394 | ||
| MO Altria Group | $1,001 - $15,000 | $201 - $1,000 | Dividends | 9.395 | |
| RHHBY Roche Hldg Ltd Spon (healthcare). ADR | $1,001 - $15,000 | None (or less than $201) | 9.396 | ||
| ABT Abbott Laboratories | $1,001 - $15,000 | None (or less than $201) | 9.397 | ||
| GOOGL Google Inc. Class A | $1,001 - $15,000 | None (or less than $201) | 9.398 | ||
| PPCCY PICC Property and Casualty Co Ltd (insurance), ADR | $1,001 - $15,000 | None (or less than $201) | 9.399 | ||
| KGFHY Kingfisher PLC (retail). ADR | $1,001 - $15,000 | None (or less than $201) | 9.400 | ||
| CLS Celestica Inc | $1,001 - $15,000 | None (or less than $201) | 9.401 | ||
| WHGLY WH Group Ltd (food processing), ADR | $1,001 - $15,000 | $201 - $1,000 | Dividends | 9.402 | |
| CTAS Cintas Corp | $1,001 - $15,000 | None (or less than $201) | 9.403 | ||
| LOW Lowe's Companies, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.404 | ||
| CHT Chunghwa Telecom Co Ltd | $1,001 - $15,000 | None (or less than $201) | 9.405 | ||
| HD The Home Depot, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.406 | ||
| COST Costco Wholesale Corp | $1,001 - $15,000 | None (or less than $201) | 9.407 | ||
| HDLMY Heidelberg Materials AG (building materials), ADR | $1,001 - $15,000 | None (or less than $201) | 9.408 | ||
| CKHUY CK Hutchison Holdings Ltd (retail holdings), ADR | $1,001 - $15,000 | None (or less than $201) | 9.409 | ||
| FICO Fair Isaac Corp | $1,001 - $15,000 | None (or less than $201) | 9.410 | ||
| V Visa Inc | $1,001 - $15,000 | None (or less than $201) | 9.411 | ||
| FDRXX Fidelity Government Cash Reserves | $1,001 - $15,000 | None (or less than $201) | 9.412 | ||
| C Citigroup | $1,001 - $15,000 | None (or less than $201) | 9.413 | ||
| BRKB Berkshire Hathaway Cl B | $1,001 - $15,000 | None (or less than $201) | 9.414 | ||
| NTRS NORTHERN TRUST CORP | $1,001 - $15,000 | None (or less than $201) | 9.415 | ||
| NFLX Netflix, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.416 | ||
| JNJ JOHNSON & JOHNSON | $1,001 - $15,000 | None (or less than $201) | 9.417 | ||
| CICHY China Construction Bank Corp (financial services), ADR | $1,001 - $15,000 | $201 - $1,000 | Dividends | 9.418 | |
| MA Mastercard Inc. | $1,001 - $15,000 | None (or less than $201) | 9.419 | ||
| META Meta Platforms, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.420 | ||
| CNI Canadian Nat'l Railway Co. | $1,001 - $15,000 | None (or less than $201) | 9.421 | ||
| APP APPLOVIN CORP | $1,001 - $15,000 | None (or less than $201) | 9.422 | ||
| TSLA Tesla Motors, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.423 | ||
| AVGO Broadcom Inc | $1,001 - $15,000 | None (or less than $201) | 9.424 | ||
| AAPL Apple Inc. | $1,001 - $15,000 | None (or less than $201) | 9.425 | ||
| NVDA NVIDIA Corp | $1,001 - $15,000 | None (or less than $201) | 9.426 | ||
| AMZN Amazon.com, Inc. | $1,001 - $15,000 | None (or less than $201) | 9.427 | ||
| MSFT Microsoft Corporation | $1,001 - $15,000 | None (or less than $201) | 9.428 | ||
| OSG Overseas Shipholding Group, Inc. (energy transportation) | None (or less than $1,001) | $201 - $1,000 | Capital Gains | 9.429 | |
| Brokerage account #1: U.S. bank (cash) | $1,001 - $15,000 | None (or less than $201) | 10 | ||
| Brokerage account #3: U.S. bank (cash) | $15,001 - $50,000 | None (or less than $201) | 11 | ||
| VA (Invest529) College Savings Plan #1, no remaining assets over $1,000 | $25,022 | cash distributions | 12 | ||
| VA (Invest529) College Savings Plan #2, no remaining assets over $1,000 | $6,400 | cash distributions | 13 | ||
| VA (Invest529) College Savings Plan #3, no remaining assets over $1,000 | $1,800 | cash distributions | 14 | ||
| VA (Invest529) College Savings Plan #4, no remaining assets over $1,000 | $8,500 | cash distributions | 15 | ||
| VA (Invest529) College Savings Plan #5, no remaining assets over $1,000 | $2,000 | cash distributions | 16 | ||
| VA (Invest529) College Savings Plan #6, no remaining assets over $1,000 | $6,000 | cash distributions | 17 | ||
| VA (Invest529) College Savings Plan #7, no remaining assets over $1,000 | $3,000 | cash distributions | 18 | ||
| VA (Invest529) College Savings Plan #8, no remaining assets over $1,000 | $16,000 | cash distributions | 19 | ||
| Irrevocable Life Insurance Trust | 20 | ||||
| Equitable Financial Life Insurance Company, whole life | $100K - $250K | None (or less than $201) | 20.1 | ||
| New York Life Insurance Company, whole life #1 | $15,001 - $50,000 | None (or less than $201) | 20.2 | ||
| New York Life Insurance Company, Whole Life | $1,001 - $15,000 | None (or less than $201) | 20.3 |
Liabilities
Officials are required to disclose their liabilities totaling more than $10,000, as well as any linked to their spouse or dependent children. These include mortgages, credit card debt and student loans. The interest rates and loan repayment terms are also required. (Form 278e, Part 8)
| Creditor | Description | Endnote | Line No. |
|---|---|---|---|
| Citizens Bank | type: Mortgage (investment/rent al property), amount: $500,001 - $1,000,000, year-incurred: 2019, rate: 5.625%, term: 30 years | 1 | |
| United wholesale mortgage | type: Mortgage on Personal Residence, amount: $500,001 - $1,000,000, year-incurred: 2025, rate: 6.999%, term: 30 years | 2 | |
| BB&T | type: Mortgage on Personal Residence, amount: $500,001 - $1,000,000, year-incurred: 2016, rate: 3.5 %, term: 30 years | 3 |
About the Data
Most political appointees and senior officials in the executive branch are required by law to file public financial disclosure reports. These are documents that detail their financial holdings, positions they hold outside government, their spouse’s holdings, their liabilities and their recent financial transactions (such as buying or selling stock) during a defined reporting period.
The most senior officials file their disclosures with an agency called the Office of Government Ethics, and others file them with a designated ethics official within their agency. The Ethics in Government Act allows members of the public and the press to request these documents.
We’re publishing this information to give the public an important glimpse into the financial ties of a powerful and often hidden cadre of presidential appointees within the federal bureaucracy.
The main document type included in the database is the OGE Form 278e, which appointees must file when they are nominated (for Senate-confirmed appointees) or when they enter government (all others), and then annually while in the position. Another common document included is the OGE Form 278-T, also known as a periodic transaction report, which all public filers must submit within 30 days of a transaction. We are also making other ethics documents available, such as ethics agreements, certificates of divestiture and other documents we have obtained under the Ethics in Government Act.
Related Stories
Read ProPublica reporting on the disclosure documents.
