This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Dawn DeBerry Stump
Commodity Futures Trading Commission
Commissioner | Financial Disclosure »
Former Positions Outside Government
- Futures Industry Association Executive Director Americas Advisory Committee, Senior Vice President of U.S. Policy
- Rodan & Fields, LLC Consultant
- Stump Strategic President
Former Compensation Sources
- Futures Industry Association Managed regional advisory board, coalition building efforts, and strategic public policy engagement.
- Futures Industry Association (client of Stump Strategic) Consultant
- Stump Strategic Managed day to day business operations, client engagement, and business marketing opportunities.
Lobbied for
Employment Assets
| Description | Value | Income |
|---|---|---|
| Putnam Equity Income A Fund (PEYAX) | None (or less than $1,001) | $201 - $1,000 |
| MFS Value Fund Class I (MEIIX) ((a) 217 Shares, strike price $112.82, exp. 10/27/2024, option vests on 10/27/2017; (b) 540 Shares, strike price $91.34, exp. 10/26/2025, option vests on 10/26/2018; (c) 247 Shares, strike price $90.87, exp. 1/15/2026, option vests on 1/15/2019, and; (d) 170 Shares, strike price $107.64, exp. 6/15/2026, option vests on 6/15/2019) | None (or less than $1,001) | $201 - $1,000 |
| American Funds: Capital World Growth & Income Fund Class F2 (WGIFX) | $15,001 - $50,000 | $201 - $1,000 |
| American Funds: Europacific Growth Fund Class F2 (AEPFX) | $15,001 - $50,000 | None (or less than $201) |
| American Funds: New Perspective Fund Class F2 (ANWFX) | $15,001 - $50,000 | None (or less than $201) |
| Dreyfus The Boston Company Small Mid Cap Growth I (SDSCX) | $50,001 - $100,000 | None (or less than $201) |
| Invesco Diversified Dividend Y (LCEYX) | $50,001 - $100,000 | $1,001 - $2,500 |
| American Funds: Growth Fund of America Class F2 (GFFFX) | $50,001 - $100,000 | $201 - $1,000 |
| Delaware Diversified Income Fund Class I (DPFFX) | $50,001 - $100,000 | $1,001 - $2,500 |
| Templeton Global Bond Adv (TGBAX) | $15,001 - $50,000 | $201 - $1,000 |
| First Trust Brookmont Equity Dividend Portfolio Series 10 (FMRHJX) | $15,001 - $50,000 | $201 - $1,000 |
| Stump Strategic (assists clients in navigating government relations and public affairs with particular focus on commodity and financial markets). | $15,001 - $50,000 | $197,586 |
| Account Receivable (Payment from FIA due June 2017) | $15,001 - $50,000 | None (or less than $201) |
| Futures Industries Association (FIA is a non- profit industry association focused on futures, options, and centrally cleared derivatives markets in the United States and abroad). | $198,902 | |
| Rodan & Fields, LLC (Skincare) | $6,223 |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| College America Virginia 529 The Growth Fund of America - DC #1 | $15,001 - $50,000 | None (or less than $201) |
| College America Virginia 529 The Growth Fund of America - DC #2 | $15,001 - $50,000 | None (or less than $201) |
| U.S. bank account #1 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. bank account #2 (cash) | $15,001 - $50,000 | None (or less than $201) |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| Stump Strategic | Washington, District of Columbia | This LLC will be inactive during my appointment and all outstanding client fee arrangements will be received and accounts closed before I enter government service. | May 16, 2016 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| Wells Fargo | Mortgage on Personal Residence | $500,001 - $1,000,000 | 4% | 2015 |
| Wells Fargo | Exercised Line of Credit | $50,001 - $100,000 | fixed portion 2.49% & variable portion prime + 0.375 | 2017 |
Spouse's Employment Assets
| Description | Value | Income Type | Income Amount |
|---|---|---|---|
| Monsanto Company | salary, bonus | ||
| Monsanto Company unvested stock options (MON) (value not readily ascertainable) | None (or less than $201) | ||
| Monsanto Company (MON) Restricted Stock Units | $100,001 - $250,000 | None (or less than $201) | |
| Monsanto Company (MON) Individual Investor Account: Monsanto Company (MON) common stock | $15,001 - $50,000 | None (or less than $201) | |
| Monsanto 401K Plan | |||
| Vangaurd Target Retirement 2040 (VFORX) | $50,001 - $100,000 | $201 - $1,000 | |
| Monsanto Company Employer Stock Fund (holds Monsanto stock only) | $15,001 - $50,000 | None (or less than $201) | |
| Moderately Aggressive Portfolio (individual value and income amounts not readily ascertainable) (asset fully divested subsequent to date of filing) | $100,001 - $250,000 | None (or less than $201) | |
| Bond Index Fund | |||
| Northern Trust Aggregate Bond Index Fund | |||
| U.S. Equity Index Fund | |||
| Mellon Bank, N.A. EB Daily Liquidity Stock Index Fund | |||
| Growth & Income Equity Fund | |||
| Growth Equity Fund | |||
| Value Equity Fund | |||
| Northern Trust Daily Russell 1000 Value Equity Index Fund | |||
| Small Cap Growth Equity Fund | |||
| Northern Trust Daily Russell 2000 Growth Equity Index Fund | |||
| Small Cap Value EquityFund | |||
| Northern Trust Daily Russell 2000 Value Equity Index Fund | |||
| International Equity Fund | |||
| Monsanto Company Pension Plan, defined benefit plan | $100,001 - $250,000 | None (or less than $201) | |
| Dreyfus The Boston Company Small Mid Cap Growth I (SDSCX) | $15,001 - $50,000 | None (or less than $201) | |
| Fidelity Advisor New Insights Fund Class I (FINSX) | $15,001 - $50,000 | None (or less than $201) | |
| John Hancock Funds International Growth Fund Cl I (GOGIX) | $15,001 - $50,000 | None (or less than $201) | |
| MFS Value Fund Class I (MEIIX) | $15,001 - $50,000 | $201 - $1,000 | |
| American Funds: New World Fund Class F2 (NFFFX) | $1,001 - $15,000 | None (or less than $201) | |
| Delaware Diversified Income Fund Class I (DPFFX) | $15,001 - $50,000 | $1,001 - $2,500 | |
| Monsanto Company (MON) | None (or less than $1,001) | Capital Gains | $50,001 - $100,000 |
| Templeton Global Bond Adv (TGBAX) | $1,001 - $15,000 | $1,001 - $2,500 | |
| Principal FDS Inc. Global Diversified Income Fund Class P (PGDPX) | $15,001 - $50,000 | $201 - $1,000 |
Do you know something about Dawn DeBerry Stump? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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