- Lobbying
- equity AND markets
Lobbying Arrangements Results for 'Equity Markets'
Former Covered Federal Workers:
Other Lobbyists:
Issue | Client | Firm | Lobbyists | Start Date | Latest Filing Date |
---|---|---|---|---|---|
Details equity market structure |
Modern Markets Initiative
|
in-house lobbying | |||
Details Issues related to equity markets |
Virtu Financial
|
O'NEIL BRADLEY CONSULTING LLC | |||
Details Issues relating to private equity and real estate. Ability to access public markets. Tax treatment of carried interest. |
Apollo Management, L.P.
Private equity |
BROWNSTEIN HYATT FARBER SCHRECK, P.C. | |||
Details Policies that advance market transparency, incentivize capital formation, and ensure a robust secondary market for securities trading, and that affect national securities exchange liability, immuni... |
Equity Markets Association
|
BAKER & HOSTETLER LLP | |||
Details Issues related to equity market infrastructure, equity market volatility, and real-time settlement; Issues related to cryptocurrencies; Issues related to retail investor access. |
ROBINHOOD MARKETS, INC.
|
in-house lobbying | |||
Details Capital requirements for listed options; equity market structure; regulation of exchanges |
Cboe Global Markets, Inc.
|
MADISON LAW & POLICY, P.C. | |||
Details Regulation of broker-dealers; issues related to cryptocurrencies; issues related to equity market structure |
Robinhood Markets, Inc.
|
BLUE RIDGE LAW & POLICY, P.C. | |||
Details Regulation of capital markets and capital formation. Definition of "fiduciary" under ERISA and application to brokers, and H.J. Res. 88. Definition of "fiduciary" under ERISA and application to br... |
Equity Dealers of America
|
Rich Feuer Anderson | |||
Details Issues affecting U.S. equity markets, including capital formation, market structure and private client issues. H.R. 6324, Middle Market IPO Underwriting Cost Act, all provisions. S. 2155 Economic G... |
Equity Dealers of America
|
Eris Group (formerly known as Bartlett & Bendall) | |||
Details Regulation of exchanges; equity market structure; issues related to digital assets |
Cboe Global Markets, Inc.
|
BLUE RIDGE LAW & POLICY, P.C. | |||
Details Issues affecting U.S. equity markets, including capital formation, market structure and private client issues. H.R. 2534, Insider Trader Prohibition Act, all provisions. |
American Securities Association
|
GrayRobinson PA | |||
Details Manufacturing and financial incentives for the deployment of clean energy, and issues relating to the American Energy Initiative; legislative focus on H.R. 909 and provisions regarding reverse auct... |
Hudson Clean Energy Partners
|
TROUTMAN SANDERS LLP | |||
Details General financial services issues affecting asset managers including equity and crypto market regulations |
FMR LLC
|
BROWNSTEIN HYATT FARBER SCHRECK, LLP | |||
Details Issues related to equity and fixed income market structure. Issues related to source code protection. |
Modern Markets Initiative
|
Federal Hall Policy Advisors, LLC | |||
Details Issues related to securities markets Issues related to retirement savings and e-filing and qualified small business stock (QSBS) H.R. 2611 Eliminating Paperwork for Startups Act Issues related to ... |
Carta, Inc.
|
BROWNSTEIN HYATT FARBER SCHRECK, LLP | |||
Details Tax issues relating to futures transactions, including those designed to curb excess commodities speculation. Proposals that would require ordinary tax treatment for certain dealers of equity optio... |
CME Group
|
DAVIS & HARMAN LLP | |||
Details Issues related to financial regulation, market structure, capital formation and digital assets; Issues related to SEC rulemakings; Issues related to stock buybacks; Issues related to greater invest... |
Committee on Capital Markets Regulation
|
Tiber Creek Group | |||
Details Oppose proposals to tax municipal bond interest Discussions regarding FERC transmission incentives, joint ownership, return on equity formula Discussions regarding mandatory capacity markets and ... |
TRANSMISSION ACCESS POLICY STUDY GROUP
|
MORGAN MEGUIRE, LLC | |||
Details Issues related to COVID-19 relief |
Searchlight Capital Partners
|
BROWNSTEIN HYATT FARBER SCHRECK, LLP | |||
Details Issues related to automated, proprietary trading firms. |
Quantlab Financial, LLC
|
PATTON BOGGS LLP | |||
Details Seeking business interruption loans or grants for gaming industry in CARES Act, S.3548. Seeking guaranteed liquidity in senior living long-term care infrastructure in CARES Act, S.3548. Seek waiver... |
EOS Investors
|
Gibson, Dunn & Crutcher, LLP | |||
Details Monitor issues related to private and public securities markets, capital formation, and retail investors and equity compensation. Educate members on retirement proposals in H.R.5376, Build Back Bet... |
eShares, Inc. DBA Carta, Inc.
|
Invariant LLC | |||
Details Issues related to capital markets and equity markets structure. |
Capital Market Strategies (on behalf of MEMX Members Exchange)
|
Federal Hall Policy Advisors, LLC | |||
Details Monitored discussions on issues regarding diversity, equity, and inclusion. Monitored issues involving intellectual property enforcement. Monitored discussions related to the Digital Millennium Co... |
SONY PICTURES ENTERTAINMENT INC.
|
in-house lobbying | |||
Details HR 4912, To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts: prepaid derivatives, taxation. HR 3221, Foreclosure Prevention Act of 2008: bankru... |
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
|
THE OB-C GROUP, LLC | |||
Details Misc. tax issues; Affordable housing issues; Low-Income Housing Tax Credit issues; New Markets Tax Credit; Tax reform. |
NATIONAL ASSOCIATION OF STATE AND LOCAL EQUITY FUNDS
|
Ernst & Young LLP (Washington Council Ernst & Young) | |||
Details Issues related to the taxation of private equity investments |
APOLLO MANAGEMENT, LP
|
BROWNSTEIN HYATT FARBER SCHRECK, LLP | |||
Details Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets. Regulation of derivative instruments, reg... |
London Stock Exchange Group plc
|
Rich Feuer Anderson | |||
Details Issues related to equity market structure and U.S. capital markets competitiveness. |
Members Exchange
|
Federal Hall Policy Advisors, LLC | |||
Details Issues generally in the Affordable Care Act; issues related to insurance markets and stabilization, transparency, surprise billing, access to and payment for mental health care, and COVID-19 respon... |
Health Care Service Corporation
|
Chamber Hill Strategies | |||
Details S. 869 CDFI Bond Guarantee Improvement Act - This bill will authorize the program for four years, to provide certainty to borrowers and lenders. It will also reduce the minimum loan size to $25 mil... |
Opportunity Finance Network-Formerly National Community Cap
|
in-house lobbying | |||
Details Monitoring legislation speaking to regulate AI, machine learning, and other tools used in the financial services arena; Transparency and accuracy of proxy advisors; Legislative reforms to improve c... |
Nasdaq, Inc.
|
in-house lobbying | |||
Details - S. 2230/H.R. 4551, Protecting Investors Personally Identifiable Information Act - Issues related to blockchain and cryptocurrency regulation - Issues related to the Financial Data Transparency A... |
AMERICAN SECURITIES ASSOCIATION
|
in-house lobbying | |||
Details Monitor SEC-related issues; monitor nominations for the financial regulators; monitor committee activity related to retail trading and equity markets. Monitor proposals related to carried interest;... |
Sculptor Capital Management
|
Invariant LLC | |||
Details Prudential agency (Federal Reserve, OCC and FDIC) proposal to implement the Basel Endgame reforms in the U.S. and congressional (U.S. House and Senate) oversight of the same, including revisions to... |
Securities Industry and Financial Markets Association
|
in-house lobbying | |||
Details Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812) Issues related to ETF regulation Issues related to municipal bonds an... |
Vanguard Group
|
in-house lobbying | |||
Details Issues relating to renewable fuels and energy policy Issues relating to UST regulations Issues relating to renewable fuels standard implementation Issues relating to retailer liability associated w... |
National Association of Convenience Stores
|
in-house lobbying | |||
Details Legislation and issues pertaining to: telecommunications law, regulatory reform, universal service fund reform, net neutrality, and broadband deployment to rural areas; National Broadband Plan; pri... |
General Communications, Inc.
|
Utrecht & Phillips, PLLC | |||
Details The National Cannabis Roundtable supports the Secure and Fair Enforcement (SAFE) Banking Act (HR2891/S.1323). Cannabis businesses do not enjoy access to the same banking services enjoyed by every o... |
The Liaison Group on behalf of the National Cannabis Roundtable
|
Ms. Erin Moffet | |||
Details HR 1707 SMART ACT-to provide for an exception from infringement for certain component parts of motor vehicles HR 274 To report on "all-hazards disaster insurance program" -- To require a report by ... |
Nationwide Mutual Insurance Company
|
in-house lobbying | |||
Details Issues relating to government funding. Issues relating to the permitting of traditional and clean energy infrastructure projects; issues relating to permitting reform; issues relating to energy sec... |
The Business Roundtable, Inc.
|
in-house lobbying | |||
Details Issues related to Diversity, Equity and Inclusion issues in the entertainment industry Unmanned Aerial Systems (UAS), including issues related to privacy, transparency and accountability; FAA Secti... |
Motion Picture Association, Inc.
|
in-house lobbying | |||
Details FAA reauthorization and Air Traffic Control system modernization; climate change legislation and energy regulation; commodity speculation and energy prices; transportation and HUD appropriations; f... |
AIR TRANSPORT ASSN
|
MEHLMAN VOGEL CASTAGNETTI, INC. | |||
Details Taxes and Tax Reform R&D Tax Credit: Continue to support extending and making permanent full expensing for R&D expenditures for small businesses. Voiced Support for "American Innovation and Jobs A... |
SMALL BUSINESS & ENTREPRENEURSHIP COUNCIL (SBE COUNCIL)
|
in-house lobbying | |||
Details Notice to Air Missions (NOTAM) Improvement Act of 2023 (PL 118-4) S. 400 - Prioritizing Accountability and Accessibility for Aviation Consumers Act of 2023 S. 4820/H.R. 2437 - Transportation, Housi... |
Delta Air Lines, Inc.
|
in-house lobbying | |||
Details H.R.1287 - Cattle Price Discovery and Transparency Act of 2023; support for increasing price discovery in cattle markets. H.R.945 - Strengthening Local Processing Act of 2023; support for providing... |
FARMERS EDUCATIONAL COOPERATIVE UNION OF AMERICA
|
in-house lobbying | |||
Details Had several conversations with PA House and Senate Members on the 2023 Farm Bill. Discussed need to be passed on time, supporting a one-year extension, Farm Bureau priorities (AFBF, PFB, and Northe... |
PENNSYLVANIA FARM BUREAU
|
in-house lobbying | |||
Details H.R.132 - To amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act to include algal blooms in the definition of a major disaster, and for other purposes. (Vern Buchanan, R-FL-16... |
NATIONAL ASSOCIATION OF MUTUAL INSURANCE COMPANIES
|
in-house lobbying | |||
Details H.R. 2670/S. 2226, National Defense Authorization Act for Fiscal Year 2024 H.R. 6131, Commercial Space Act of 2023 Draft legislation regarding Department of Commerce Office of Space Commerce missi... |
Chamber of Commerce of the U.S.A.
|
in-house lobbying |