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- Lobbying by Investment Adviser Association
Lobbying Relationship
Bills mentioned
H.R.5424: Investment Advisers Modernization Act of 2016
Sponsor: Robert Hurt (R-Va.)
H.R.1627: Investment Adviser Examination Improvement Act of 2013
Sponsor: Maxine Waters (D-Calif.)
H.R.2374: Retail Investor Protection Act
Sponsor: Ann Wagner (R-Mo.)
H.R.4624: Investment Adviser Oversight Act of 2012
Sponsor: Spencer Bachus (R-Ala.)
H.R.6204: Investment Adviser Examination Improvement Act of 2012
Sponsor: Maxine Waters (D-Calif.)
H.R.4173: Dodd-Frank Wall Street Reform and Consumer Protection Act
Sponsor: Barney Frank (D-Mass.)
H.R.3126: Consumer Financial Protection Agency Act of 2009
Sponsor: Barney Frank (D-Mass.)
H.R.3185: 401(k) Fair Disclosure for Retirement Security Act of 2007
Sponsor: George Miller (D-Calif.)
H.R.1: An Act to provide for reconciliation pursuant to titles II and V of the...
Sponsor: Kevin Brady (R-Texas)
H.R.2123: Diversity and Inclusion Data Accountability and Transparency Act of 2021
Sponsor: Joyce Beatty (D-Ohio)
S.1762: Financial Factors in Selecting Retirement Plan Investments Act
Sponsor: Tina Smith (D-Minn.)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
| Lobbyist | Covered positions? |
|---|---|
| Neil Simon Mr. | n/a |
| Neil Simon | n/a |
| Richard Roberts | n/a |
| Geoffrey Gradler | n/a |
| GEOFF GRADLER | n/a |
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate