- Lobbying
- financial AND industry AND regulatory AND authority AND finra AND formerly AND nasd
Lobbying Arrangements Results for 'Financial Industry Regulatory Authority Finra Formerly Nasd'
Former Covered Federal Workers:
Other Lobbyists:
Issue | Client | Firm | Lobbyists | Start Date | Latest Filing Date |
---|---|---|---|---|---|
Details Issues related to financial services |
Financial Industry Regulatory Authority ("FINRA", formerly NASD)
|
DALY CONSULTING GROUP | |||
Details Regulation of broker-dealers, securities industry and markets, data security, social media, privacy, including investor protection and education and diversity and inclusion. |
Financial Industry Regulatory Authority
|
in-house lobbying | |||
Details Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums. |
Financial Industry Regulatory Authority ("FINRA", formerly NASD)
|
Rich Feuer Anderson | |||
Details Regulation of broker-dealers. |
Financial Industry Regulatory Authority ("FINRA", formerly NASD)
|
Rich Feuer Anderson |