- Lobbying
- securities AND industry AND and AND financial AND market
Lobbying Arrangements Results for 'Securities Industry And Financial Market'
Former Covered Federal Workers:
Other Lobbyists:
Issue | Client | Firm | Lobbyists | Start Date | Latest Filing Date |
---|---|---|---|---|---|
Details Energy Market and Speculation Legislation Financial Market Legislation |
FUTURES INDUSTRY ASSOCIATION
|
KIRKLAND & ELLIS LLP | |||
Details Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. |
Financial Industry Regulatory Authority
|
O'Rourke & Nappi, LLP | |||
Details Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry. |
Nasdaq, Inc.
|
BAKER & HOSTETLER LLP | |||
Details H.R. 1728, proposed legislation regarding the residential mortgage banking business, including the origination, servicing, purchase, and securitization of residential mortgage loans. Proposed legis... |
Securities Industry and Financial Market Association
|
K&L GATES LLP | |||
Details Financial regulatory reform; national market structure issues; taxation of financial transactions; parimutuel trading issues; Department of Labor fiduciary rule. Taxation of financial transactions... |
International Securities Exchange, LLC
|
in-house lobbying | |||
Details "Give up" arrangements of Futures Commissions Merchants and due diligence requirements under section 312 of the USA Patriot Act. |
Futures Industry Association
FIA is the only association representative of all organizations that have an interest in the futu... |
Schulte Roth & Zabel LLP | |||
Details Issues relating to blockchain, cryptocurrencies, and the classification of digital assets Digital Asset Market Structure legislation H.R. 4763, Financial Innovation and Technology for the 21st Cent... |
WEB 3.0 TECHNOLOGIES FOUNDATION
|
in-house lobbying | |||
Details Issues, regulation, or legislation related to market structure of the financial services industry. |
Managed Funds Association
|
T CAP SOLUTIONS, LLC | |||
Details Legislation to protect the investment choices of investors in the United States. Proposed legislation would retore stable value prime and municipal Money Market Funds. H.R. 6783 Capital Markets... |
Coalition For Consumer Choice, Inc.
|
LAVENDER CONSULTANTS | |||
Details Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System. |
Financial Industry Regulatory Authority
|
Nappi & Hoppe, LLC | |||
Details Issues affecting structured finance, the transition from LIBOR and Consumer Financial Protection Bureau actions affecting the expectations of market participants involved in securitization. Issues ... |
Structured Finance Association (fka Structured Finance Industry Group)
|
GrayRobinson PA | |||
Details Issues relating to capital markets and the clearance and settlement of securities transactions. Issues related to financial cybersecurity. |
The Depository Trust & Clearing Corporation
|
Arnold & Porter Kaye Scholer LLP | |||
Details Legislation and regulation affecting post-trade services for securities markets. Legislation regarding cybersecurity requirements and incident reporting. Legislation and regulation affecting post-t... |
The Depository Trust & Clearing Corporation
|
Rich Feuer Anderson | |||
Details Issues related to the regulation of investment managers and market structure. |
Managed Funds Association
|
Arnold & Porter Kaye Scholer LLP | |||
Details matters related to general banking committee activity and municipal finance market; business operations of the client monitor matters related to tax and Congressional committees activities on tax r... |
McGraw Hill Financial Inc
|
Jochmans Consulting LLC | |||
Details Passage of HR 609, The Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act of 2019 |
The Alliance of Merger & Acquisition Advisors
|
U.S. Government Relations Intl. | |||
Details H.R. 1516 and S. 647, The Wall Street Tax Act of 2019, provisions related to financial transactions tax; H.R. 5877, Main Street Growth Act, provisions related to venture exchanges; Issues related t... |
TD AMERITRADE HOLDING CORPORATION
|
in-house lobbying | |||
Details General issues related to the regulation of the securities industry, retirement reform, cybersecurity, privacy, and e-commerce. Specific issues included: the regulation of asset managers and Money ... |
FIDELITY INVESTMENTS
|
Mr. GEOFFREY P. GRAY | |||
Details Issues related to blockchain technology. H.R.4763, Financial Innovation and Technology for the 21st Century Act; H.R.4766, Clarity for Payment Stablecoins Act of 2023; S.2281, Lummis-Gillibrand Res... |
Ava Labs Inc.
|
Van Scoyoc Associates | |||
Details Access to consumer permissioned financial electronic records; third-party bank vendor risk management guidance; implementation of open banking regime in the U.S. Data security and data privacy issu... |
Yodlee Inc.
|
ALLON ADVOCACY, LLC | |||
Details Monitor financial derivatives legislation and regulation and any such laws or rules that impact derivatives market participants. Monitor and ensure that capital rules do not disincentive clearing. ... |
FUTURES INDUSTRY ASSOCIATION
|
in-house lobbying | |||
Details Capital gains tax rate |
World Gold Council
|
Urban Swirski & Associates, LLC | |||
Details Issues related to commercial real estate market liquidity and regulation; Issues related to flood insurance legislation (H.R. 1422 & S. 563 - Flood Insurance Market Parity and Modernization Act); I... |
Commercial Real Estate Financial Council
|
Forbes-Tate | |||
Details Issues Related to Financial Regulatory Restructuring and Implementation Issues Related to Mortgage Industry Reforms Issues Related to Community Reinvestment Act Issues Related to Anti-Money Launder... |
Morgan Stanley & Co. LLC
|
in-house lobbying | |||
Details Monitor congressional proposals and deliberation on short-term lease ownership models; monitor developments in environmental, social, and corporate governance (ESG) federal rulemaking. Educate abou... |
The Aaron's Company, Inc.
|
Invariant LLC | |||
Details All legislative proposals related to the inclusion of dietary supplement purchases within tax-deductible Health Savings Accounts and Flexible Spending Accounts (HSAs/FSAs), including H.R. 4794, the... |
COUNCIL FOR RESPONSIBLE NUTRITION
|
in-house lobbying | |||
Details Monitored implementation of H.R.4173, Dodd-Frank Wall Street Reform and Consumer Protection Act Entire bill of the following: H.R.1880, National Insurance Consumer Protection Act H.R. 3596 / S.1681... |
Property Casualty Insurers Association of America (PCI)
|
The Keelen Group, LLC | |||
Details SEC proposals on Equity Market Structure Reform, including Regulation Best Execution (File No. S7-32-22), Order Competition Rule (File No. S7-31-22), Regulation NMS: Minimum Pricing Increments, Acc... |
The Charles Schwab Corporation
|
in-house lobbying | |||
Details CCIM Institute opposed H.R. 1935, titled as "To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services." The bill propose... |
CCIM Institute
|
INSTITUTE OF REAL ESTATE MANAGEMENT | |||
Details General issues related to the regulation of Government Sponsored Enterprises and the regulation of the Federal Home Loan Bank System. Specific issues included draft proposals on GSE reform, issues ... |
Federal Home Loan Bank of Des Moines (formerly known as Seattle/Des Moines)
|
Mr. GEOFFREY P. GRAY | |||
Details General consumer protection issues. H.R.5399 - Humane Cosmetics Act of 2023 H.R. 2668 Consumer Protection and Recovery Act of 2021 S.1076 - The Consumer Protection and Due Process Act H.R.4664 - Ma... |
ALTICOR INC.
|
in-house lobbying | |||
Details General financial services regulatory reform, including regulatory implementation of provisions relating to insurance companies related to "The Dodd-Frank Wall Street Reform and Consumer Protection... |
Reinsurance Group of America, Incorporated
|
Urban Swirski & Associates, LLC | |||
Details CO2 supply, NSIS and line speed parameters, Animal disease prevention Worker visa programs for agriculture and food processing workers Worker visas for agriculture and food processing Food Labeling... |
Hormel Foods Corporation
|
in-house lobbying | |||
Details Proposals related to the reform of the Government Sponsored Enterprises (GSEs), Fannie Mae, Freddie Mac, FHA; Issues related to housing finance. Issues related to the health of the housing market; ... |
Leading Builders of America
|
Capitol Legislative Strategies LLC | |||
Details Trade Expanding international trade continues to be a priority for the organization. We support: Expanding markets by pursuing new free trade agreements. The Biden Administration pushing back agai... |
Nebraska Farm Bureau Federation
|
in-house lobbying | |||
Details Monitoring potential technical tax correction legislation. Monitoring potential taxpayer protection legislation. Monitoring corporate tax legislation. Support better access to rural broadband/airba... |
Microsoft
|
Advanced Policy Consulting, LLC | |||
Details General issues pertaining to dairy products and the dairy industry. We are working on short-term measures to alleviate ongoing supply chain challenges impacting dairy, agriculture and food business... |
Dairy Farmers of America, Inc.
|
in-house lobbying | |||
Details H.R. 4763, Financial Innovation and Technology for the 21st Century Act; All Provisions H.R. 4766, Clarity for Payment Stablecoins Act of 2023; Provisions related regulatory framework for digital a... |
Coinbase, Inc.
|
in-house lobbying | |||
Details Policy issues pertaining to mortgage insurance, government-sponsored entities and the Federal Housing Administration including H.R. 10, The Financial Choice Act of 2017; H.R. 3556, The Taxpayer Pro... |
RADIAN GROUP, INC.
|
K&L GATES LLP | |||
Details Issues related to regulatory reform and market structure of the derivatives industry. Monitoring discussions related to digital asset legislation. Issues related to the tax treatment of commodities... |
CME Group, Inc.
|
OGR (formerly known as Ogilvy Government Relations) | |||
Details Issues related to private equity; Mark to market proposals Issues related to retirement |
Ares Management LLC
|
BROWNSTEIN HYATT FARBER SCHRECK, LLP | |||
Details All issues related to financial services reform, bankruptcy reform, regulations and policy decisions regarding bank sales of insurance-type products issued by the Comptroller of Currency. Issues re... |
CNA FINANCIAL CORPORATION
|
in-house lobbying | |||
Details S. 2190 - Discussed bank regulatory policy. H.R.3881, S.1838-Discussed consumer protection, digital identification, credit reporting, and privacy issues related to financial services and products. ... |
JPMORGAN CHASE HOLDINGS LLC
|
in-house lobbying | |||
Details Issues related to S-corps and pass through entities; Issues related to the ability to use stepped-up basis; Issues related to the estate tax and capital gains at death; reintroduction of the Death ... |
American Beverage Licensees
|
in-house lobbying | |||
Details Renewable fuels standard S. 187, the Biofuels Market Expansion Act; issues related to open fuel standard, mid-level ethanol blends Harmonization on fuel economy standard S. 1001 Alternative Fuel Ve... |
Honda North America (formerly known as American Honda Motor Co)
|
CAPITOL SOLUTIONS | |||
Details Domestic procurement proposals in Inflation Reduction Act and Infrastructure Investment and Jobs Act. Global Sustainable Steel Arrangement negotiations Carbon border tariff legislation Leveling th... |
SSAB Enterprises, LLC
|
in-house lobbying | |||
Details Issues related to Trade Promotion authority. Agriculture market access legislation. International trade. S1251 Growing Climate Solutions Act 2023 Farm Bill Issues related to the Renewable Fuels St... |
CHS INC.
|
in-house lobbying | |||
Details Issues related to the growth of independent small businesses in the digital economy. Issues related to online government resources for small businesses, including support for S. 1042, the One Stop ... |
SHOPIFY INC
|
in-house lobbying | |||
Details Issues related to flood insurance reauthorization. General insurance issues related to autonomous vehicles. S.563/H.R. 1422, Flood Insurance Market Parity and Modernization Act. S. 1885 American Vi... |
The Allstate Corporation
|
Peck Madigan Jones | |||
Details Supported S. 2862, the American Farmers Feed the World Act of 2023 Supported S. 2786, the Farmers Market Expansion Act of 2023 Supported H.R. 1020, The BAITS Act Supported H.R. 3984, Feral Swin... |
Alabama Farmers Federation
|
in-house lobbying |