- Lobbying
- nasd
Lobbying Arrangements Results for 'Nasd'
Former Covered Federal Workers:
Other Lobbyists:
Issue | Client | Firm | Lobbyists | Start Date | Latest Filing Date |
---|---|---|---|---|---|
Details Matters concerning securities regulation |
NASD
Self-regulatory organization of broker-dealers |
Hogan & Hartson LLP | |||
Details Matters concerning securities regulation |
FINRA
|
HOGAN & HARTSON LLP | |||
Details Issues related to financial services |
Financial Industry Regulatory Authority ("FINRA", formerly NASD)
|
DALY CONSULTING GROUP | |||
Details Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums. |
Financial Industry Regulatory Authority ("FINRA", formerly NASD)
|
Rich Feuer Anderson | |||
Details Regulation of broker-dealers, securities industry and markets, data security, social media, privacy, including investor protection and education and diversity and inclusion. |
Financial Industry Regulatory Authority
|
in-house lobbying | |||
Details Regulation of broker-dealers. |
Financial Industry Regulatory Authority ("FINRA", formerly NASD)
|
Rich Feuer Anderson | |||
Details Legislation and policies pertaining to the regulation of the securities industry and structure of the self-regulatory system, investor protection, and financial literacy. Licensing and regulation ... |
FINRA (Formerly NASD)
|
Ryan, MacKinnon, Vasapoli and Berzok, LLP FKA Ryan,Phillips, Utrecht & MacKinnon |